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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PD icon
2301
PagerDuty
PD
$902M
$36K ﹤0.01%
883
-250
-22% -$10.6K
QAI icon
2302
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$36K ﹤0.01%
1,138
– –
SLRC icon
2303
SLR Investment Corp
SLRC
$715M
$36K ﹤0.01%
1,932
+41
+2% +$781
SPT icon
2304
Sprout Social
SPT
$621M
$36K ﹤0.01%
298
-20
-6% -$2.17K
BNT
2305
Brookfield Wealth Solutions
BNT
$12.2B
$36K ﹤0.01%
974
+63
+7% +$2.37K
TVRD
2306
Tvardi Therapeutics
TVRD
$23.4M
$36K ﹤0.01%
65
+22
+51% +$11K
SCU
2307
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$36K ﹤0.01%
1,298
+1,003
+340% +$26K
IXSE
2308
DELISTED
WisdomTree India Ex-State-Owned Enterprises Fund
IXSE
$36K ﹤0.01%
1,020
– –
ENPC
2309
DELISTED
Executive Network Partnering Corporation
ENPC
$36K ﹤0.01%
3,750
-1,250
-25% -$12.2K
RJA
2310
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$36K ﹤0.01%
4,595
– –
ENS icon
2311
EnerSys
ENS
$6.99B
$35K ﹤0.01%
479
+288
+151% +$25.5K
HIO
2312
Western Asset High Income Opportunity Fund
HIO
$340M
$35K ﹤0.01%
6,875
+28
+0.4% +$147
MGY icon
2313
Magnolia Oil & Gas
MGY
$5.94B
$35K ﹤0.01%
2,011
+8
+0.4% +$121
RBBN icon
2314
Ribbon Communications
RBBN
$383M
$35K ﹤0.01%
5,990
– –
ROL icon
2315
Rollins
ROL
$18.2B
$35K ﹤0.01%
1,003
+901
+883% +$33.7K
SPSB icon
2316
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$35K ﹤0.01%
1,120
-3,092
-73% -$96.7K
AXNX
2317
DELISTED
Axonics, Inc. Common Stock
AXNX
$35K ﹤0.01%
541
+8
+2% +$546
SRC
2318
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$35K ﹤0.01%
778
– –
ARVL
2319
DELISTED
Arrival Ordinary Shares
ARVL
$35K ﹤0.01%
55
– –
BBVA icon
2320
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$34K ﹤0.01%
5,350
+3,205
+149% +$20.7K
BLNK icon
2321
Blink Charging
BLNK
$87.9M
$34K ﹤0.01%
1,200
+700
+140% +$22.7K
CRSR icon
2322
Corsair Gaming
CRSR
$1.55B
$34K ﹤0.01%
1,335
+51
+4% +$1.46K
IEUS icon
2323
iShares MSCI Europe Small-Cap ETF
IEUS
$185M
$34K ﹤0.01%
497
– –
INO icon
2324
Inovio Pharmaceuticals
INO
$69M
$34K ﹤0.01%
400
– –
JLL icon
2325
Jones Lang LaSalle
JLL
$16.7B
$34K ﹤0.01%
138
+21
+18% +$4.79K
91 92
93
94 95

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.