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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAGP icon
2301
Plains GP Holdings
PAGP
$4.98B
$8K ﹤0.01%
1,045
+24
+2% +$186
PXF icon
2302
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.94B
$8K ﹤0.01%
207
-6,543
-97% -$255K
RHP icon
2303
Ryman Hospitality Properties
RHP
$7.57B
$8K ﹤0.01%
121
– –
SCHZ icon
2304
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$8K ﹤0.01%
300
– –
SPAB icon
2305
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.91B
$8K ﹤0.01%
282
+2
+0.7% +$61
SPRU icon
2306
Spruce Power Holding Corp
SPRU
$40.8M
$8K ﹤0.01%
+47
New +$5.07K
TKR icon
2307
Timken Company
TKR
$8.77B
$8K ﹤0.01%
113
+101
+842% +$6.88K
WEX icon
2308
WEX
WEX
$6.35B
$8K ﹤0.01%
40
-138
-78% -$23.2K
DAY
2309
DELISTED
Dayforce
DAY
$8K ﹤0.01%
+87
New +$8.22K
MAGN
2310
Magnera Corp
MAGN
$466M
$8K ﹤0.01%
42
– –
NKLA
2311
DELISTED
Nikola Corporation Common Stock
NKLA
$8K ﹤0.01%
18
-41
-69% -$25.5K
SWIR
2312
DELISTED
Sierra Wireless
SWIR
$8K ﹤0.01%
550
-1,225
-69% -$15.4K
TEN
2313
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$8K ﹤0.01%
809
– –
GRUB
2314
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$8K ﹤0.01%
55
+17
+45% +$2.51K
AGO icon
2315
Assured Guaranty
AGO
$3.36B
$7K ﹤0.01%
244
– –
AMCX icon
2316
AMC Global Media
AMCX
$489M
$7K ﹤0.01%
221
+27
+14% +$755
ANVS icon
2317
Annovis Bio
ANVS
$80.4M
$7K ﹤0.01%
+1,000
New +$5.41K
EFOR
2318
Everforth Inc
EFOR
$1.33B
$7K ﹤0.01%
92
+64
+229% +$4.92K
AVNT icon
2319
Avient
AVNT
$4.19B
$7K ﹤0.01%
189
+62
+49% +$2.19K
BHC icon
2320
Bausch Health
BHC
$2.37B
$7K ﹤0.01%
343
-3,450
-91% -$64.4K
BIT icon
2321
BlackRock Multi-Sector Income Trust
BIT
$704M
$7K ﹤0.01%
400
– –
CNXC icon
2322
Concentrix
CNXC
$1.56B
$7K ﹤0.01%
+77
New +$7.7K
DPG
2323
Duff & Phelps Utility and Infrastructure Fund
DPG
$517M
$7K ﹤0.01%
600
– –
E icon
2324
ENI
E
$79.4B
$7K ﹤0.01%
366
+68
+23% +$1.23K
EMF
2325
Templeton Emerging Markets Fund
EMF
$324M
$7K ﹤0.01%
404
+14
+4% +$237
91 92
93
94 95

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.