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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NYMX
2301
DELISTED
Nymox Pharmaceutical Corp
NYMX
$4K ﹤0.01%
+2,000
New +$5.82K
NVCN
2302
DELISTED
Neovasc Inc.
NVCN
$4K ﹤0.01%
91
– –
MANT
2303
DELISTED
Mantech International Corp
MANT
$4K ﹤0.01%
62
– –
KIN
2304
DELISTED
Kindred Biosciences, Inc.
KIN
$4K ﹤0.01%
1,000
– –
CATM
2305
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$4K ﹤0.01%
203
– –
QEP
2306
DELISTED
QEP RESOURCES, INC.
QEP
$4K ﹤0.01%
5,100
+1,200
+31% +$1.57K
AGIO icon
2307
Agios Pharmaceuticals
AGIO
$1.95B
$3K ﹤0.01%
87
– –
APA icon
2308
APA Corp
APA
$14.4B
$3K ﹤0.01%
419
+235
+128% +$3.22K
AVNT icon
2309
Avient
AVNT
$4.19B
$3K ﹤0.01%
+127
New +$3.31K
BC icon
2310
Brunswick
BC
$5.21B
$3K ﹤0.01%
+59
New +$3.76K
BHF icon
2311
Brighthouse Financial
BHF
$3.46B
$3K ﹤0.01%
142
-4
-3% -$116
BKU icon
2312
Bankunited
BKU
$3.34B
$3K ﹤0.01%
145
– –
CNNE icon
2313
Cannae Holdings
CNNE
$644M
$3K ﹤0.01%
85
– –
CNQ icon
2314
Canadian Natural Resources
CNQ
$97.4B
$3K ﹤0.01%
423
-343
-45% -$3.09K
COLD icon
2315
Americold
COLD
$4.17B
$3K ﹤0.01%
102
– –
CPS icon
2316
Cooper-Standard Automotive
CPS
$504M
$3K ﹤0.01%
294
– –
DDD icon
2317
3D Systems Corp
DDD
$611M
$3K ﹤0.01%
725
-1,440
-67% -$8.53K
DNOW icon
2318
DNOW Inc
DNOW
$3.01B
$3K ﹤0.01%
718
-154
-18% -$1.17K
ENS icon
2319
EnerSys
ENS
$6.79B
$3K ﹤0.01%
46
-9
-16% -$619
ESRT icon
2320
Empire State Realty Trust
ESRT
$802M
$3K ﹤0.01%
540
+430
+391% +$2.79K
KYNB
2321
Kyntra Bio
KYNB
$28.2M
$3K ﹤0.01%
4
– –
FNY icon
2322
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$600M
$3K ﹤0.01%
58
– –
FTA icon
2323
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$3K ﹤0.01%
78
– –
HIW icon
2324
Highwoods Properties
HIW
$3.41B
$3K ﹤0.01%
96
-729
-88% -$26.8K
IBOC icon
2325
International Bancshares
IBOC
$4.53B
$3K ﹤0.01%
120
– –
91 92
93
94 95

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.