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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPB icon
2301
Spectrum Brands
SPB
$2.07B
$1K ﹤0.01%
15
+8
+114% +$432
SSP icon
2302
E.W. Scripps
SSP
$304M
$1K ﹤0.01%
+197
New +$2.43K
TDS icon
2303
Telephone and Data Systems
TDS
$3.75B
$1K ﹤0.01%
39
– –
TS icon
2304
Tenaris
TS
$26.8B
$1K ﹤0.01%
101
– –
TTI icon
2305
TETRA Technologies
TTI
$1.26B
$1K ﹤0.01%
1,716
– –
VKTX icon
2306
Viking Therapeutics
VKTX
$4B
$1K ﹤0.01%
160
+154
+2,567% +$947
VPG icon
2307
Vishay Precision Group
VPG
$914M
$1K ﹤0.01%
71
– –
VRTS icon
2308
Virtus Investment Partners
VRTS
$1.1B
$1K ﹤0.01%
+8
New +$902
GRCE
2309
Grace Therapeutics
GRCE
$34.7M
$1K ﹤0.01%
+63
New +$2.23K
CSF
2310
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$1K ﹤0.01%
44
– –
AGR
2311
DELISTED
Avangrid, Inc.
AGR
$1K ﹤0.01%
+17
New +$855
RCM
2312
DELISTED
R1 RCM Inc. Common Stock
RCM
$1K ﹤0.01%
96
– –
SAVE
2313
DELISTED
Spirit Airlines, Inc.
SAVE
$1K ﹤0.01%
53
-75
-59% -$2.41K
TUP
2314
DELISTED
Tupperware Brands Corporation
TUP
$1K ﹤0.01%
339
– –
SLCA
2315
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$1K ﹤0.01%
521
+4
+0.8% +$17
HOLI
2316
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$1K ﹤0.01%
100
– –
ERF
2317
DELISTED
Enerplus Corporation
ERF
$1K ﹤0.01%
+512
New +$2.25K
CAMP
2318
DELISTED
CalAmp Corp.
CAMP
$1K ﹤0.01%
+14
New +$2.74K
IMGN
2319
DELISTED
Immunogen Inc
IMGN
$1K ﹤0.01%
396
-385
-49% -$1.68K
NTCO
2320
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
$1K ﹤0.01%
+120
New +$2.23K
GOL
2321
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$1K ﹤0.01%
+245
New +$3.11K
CHS
2322
DELISTED
Chicos FAS, Inc.
CHS
$1K ﹤0.01%
+500
New +$1.72K
CIR
2323
DELISTED
CIRCOR International, Inc
CIR
$1K ﹤0.01%
+67
New +$2.36K
RUTH
2324
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$1K ﹤0.01%
+213
New +$3.69K
AQUA
2325
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$1K ﹤0.01%
+91
New +$1.71K
91 92
93
94 95

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.