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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBSW icon
2276
Sibanye-Stillwater
SBSW
$7.53B
$38K ﹤0.01%
3,156
+1,646
+109% +$25.7K
UNM icon
2277
Unum
UNM
$14.3B
$38K ﹤0.01%
1,524
+83
+6% +$2.2K
VIVO
2278
DELISTED
Meridian Bioscience Inc
VIVO
$38K ﹤0.01%
2,000
– –
HSKA
2279
DELISTED
Heska Corp
HSKA
$38K ﹤0.01%
150
– –
SLY
2280
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$38K ﹤0.01%
416
-327
-44% -$31.1K
BANX
2281
ArrowMark Financial
BANX
$199M
$37K ﹤0.01%
1,700
– –
BLDR icon
2282
Builders FirstSource
BLDR
$8.04B
$37K ﹤0.01%
733
– –
BMVP icon
2283
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$105M
$37K ﹤0.01%
948
– –
CRESY
2284
Cresud
CRESY
$773M
$37K ﹤0.01%
8,047
– –
ENOV icon
2285
Enovis
ENOV
$1.53B
$37K ﹤0.01%
484
+48
+11% +$3.86K
PHK
2286
PIMCO High Income Fund
PHK
$880M
$37K ﹤0.01%
6,000
– –
VRTS icon
2287
Virtus Investment Partners
VRTS
$1.1B
$37K ﹤0.01%
122
– –
SMAR
2288
DELISTED
Smartsheet Inc.
SMAR
$37K ﹤0.01%
546
-122
-18% -$8.97K
AFG icon
2289
American Financial Group
AFG
$12.1B
$36K ﹤0.01%
293
-19
-6% -$2.48K
BOC icon
2290
Boston Omaha
BOC
$436M
$36K ﹤0.01%
929
– –
CIFR icon
2291
Cipher Digital
CIFR
$7.13B
$36K ﹤0.01%
+3,500
New +$37.3K
EWT icon
2292
iShares MSCI Taiwan ETF
EWT
$11.1B
$36K ﹤0.01%
583
– –
FELE icon
2293
Franklin Electric
FELE
$4.84B
$36K ﹤0.01%
451
+439
+3,658% +$36K
FOXF icon
2294
Fox Factory Holding Corp
FOXF
$886M
$36K ﹤0.01%
+254
New +$39K
GRID
2295
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.1B
$36K ﹤0.01%
+397
New +$38.3K
HFXI icon
2296
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$2.1B
$36K ﹤0.01%
+1,508
New +$37.8K
HMN icon
2297
Horace Mann Educators
HMN
$2.11B
$36K ﹤0.01%
928
-47
-5% -$1.86K
IGD
2298
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$36K ﹤0.01%
6,105
– –
LYV icon
2299
Live Nation Entertainment
LYV
$42.1B
$36K ﹤0.01%
397
-267
-40% -$22.5K
MSA icon
2300
Mine Safety
MSA
$7.49B
$36K ﹤0.01%
256
+10
+4% +$1.59K
90 91
92
93 94

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.