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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOMB icon
2276
Home BancShares
HOMB
$6.17B
$4K ﹤0.01%
281
-97
-26% -$1.56K
HY icon
2277
Hyster-Yale Materials Handling
HY
$629M
$4K ﹤0.01%
128
– –
INSM icon
2278
Insmed
INSM
$29.4B
$4K ﹤0.01%
149
+56
+60% +$1.61K
KRUS icon
2279
Kura Sushi USA
KRUS
$590M
$4K ﹤0.01%
+350
New +$4.39K
LPX icon
2280
Louisiana-Pacific
LPX
$5.2B
$4K ﹤0.01%
166
+124
+295% +$3.81K
MFG icon
2281
Mizuho Financial
MFG
$127B
$4K ﹤0.01%
+1,826
New +$4.79K
MT icon
2282
ArcelorMittal
MT
$55.7B
$4K ﹤0.01%
326
+39
+14% +$470
NAN icon
2283
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$4K ﹤0.01%
+310
New +$4.28K
NBTB icon
2284
NBT Bancorp
NBTB
$2.73B
$4K ﹤0.01%
181
– –
NNOX icon
2285
Nano X Imaging
NNOX
$73.8M
$4K ﹤0.01%
+200
New +$6.69K
OC icon
2286
Owens Corning
OC
$12.2B
$4K ﹤0.01%
59
-1
-2% -$64
PMT
2287
PennyMac Mortgage Investment
PMT
$818M
$4K ﹤0.01%
292
– –
RHP icon
2288
Ryman Hospitality Properties
RHP
$7.57B
$4K ﹤0.01%
121
-35
-22% -$1.24K
RYAAY icon
2289
Ryanair
RYAAY
$30.9B
$4K ﹤0.01%
128
-1,927
-94% -$59.9K
SAIA icon
2290
Saia
SAIA
$9.49B
$4K ﹤0.01%
34
+16
+89% +$2.04K
SCHV
2291
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$4K ﹤0.01%
243
-2,727
-92% -$47.7K
SEM
2292
DELISTED
Select Medical
SEM
$4K ﹤0.01%
431
– –
SFM icon
2293
Sprouts Farmers Market
SFM
$7.96B
$4K ﹤0.01%
203
-750
-79% -$18K
SRCE icon
2294
1st Source
SRCE
$2.1B
$4K ﹤0.01%
161
– –
STAA icon
2295
STAAR Surgical
STAA
$1.25B
$4K ﹤0.01%
+71
New +$3.82K
TBBK icon
2296
The Bancorp
TBBK
$2.81B
$4K ﹤0.01%
497
– –
TEF
2297
DELISTED
Telefonica
TEF
$4K ﹤0.01%
1,455
+724
+99% +$2.55K
VNDA icon
2298
Vanda Pharmaceuticals
VNDA
$304M
$4K ﹤0.01%
500
-59
-11% -$631
TELL
2299
DELISTED
Tellurian Inc.
TELL
$4K ﹤0.01%
6,234
– –
LSI
2300
DELISTED
Life Storage, Inc.
LSI
$4K ﹤0.01%
+65
New +$4.41K
90 91
92
93 94

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.