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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SQM icon
2251
Sociedad Química y Minera de Chile
SQM
$20.8B
$64K ﹤0.01%
803
+80
+11% +$7.4K
FNI
2252
DELISTED
First Trust Chindia ETF
FNI
$64K ﹤0.01%
1,703
+2
+0.1% +$71
AKR icon
2253
Acadia Realty Trust
AKR
$2.78B
$63K ﹤0.01%
4,466
-450
-9% -$6.36K
DIAX
2254
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$63K ﹤0.01%
4,061
– –
FRI icon
2255
First Trust S&P REIT Index Fund
FRI
$201M
$63K ﹤0.01%
+2,640
New +$63.5K
FWONA icon
2256
Liberty Media Series A
FWONA
$23.5B
$63K ﹤0.01%
1,250
+485
+63% +$24.7K
IDNA icon
2257
iShares Genomics Immunology and Healthcare ETF
IDNA
$208M
$63K ﹤0.01%
2,504
-80
-3% -$2.15K
QDF icon
2258
FlexShares Quality Dividend Index Fund
QDF
$2.27B
$63K ﹤0.01%
1,202
+9
+0.8% +$470
TCBI icon
2259
Texas Capital Bancshares
TCBI
$4.32B
$63K ﹤0.01%
1,049
+210
+25% +$12.4K
TTC icon
2260
Toro Company
TTC
$9.39B
$63K ﹤0.01%
562
+1
+0.2% +$106
BWA icon
2261
BorgWarner
BWA
$14.1B
$62K ﹤0.01%
1,772
-13
-0.7% -$442
EPC icon
2262
Edgewell Personal Care
EPC
$1.29B
$62K ﹤0.01%
1,627
+894
+122% +$35.5K
FLGT icon
2263
Fulgent Genetics
FLGT
$525M
$62K ﹤0.01%
2,094
-54
-3% -$1.93K
GLOB icon
2264
Globant
GLOB
$1.67B
$62K ﹤0.01%
375
+282
+303% +$49.9K
MLCO icon
2265
Melco Resorts & Entertainment
MLCO
$2.12B
$62K ﹤0.01%
5,432
-149
-3% -$1.21K
WTPI
2266
WisdomTree Equity Premium Income Fund
WTPI
$504M
$62K ﹤0.01%
2,065
+65
+3% +$1.98K
GSG icon
2267
iShares S&P GSCI Commodity-Indexed Trust
GSG
$936M
$61K ﹤0.01%
2,888
-776
-21% -$16.7K
HEDJ icon
2268
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$61K ﹤0.01%
1,768
-578
-25% -$20.1K
IGI
2269
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.9M
$61K ﹤0.01%
3,800
– –
NREF
2270
NexPoint Real Estate Finance
NREF
$321M
$61K ﹤0.01%
3,899
+118
+3% +$2.03K
ONEV icon
2271
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
$305M
$61K ﹤0.01%
599
– –
PML
2272
PIMCO Municipal Income Fund II
PML
$491M
$61K ﹤0.01%
6,823
-5,315
-44% -$49.5K
TLK icon
2273
Telkom Indonesia
TLK
$14.7B
$61K ﹤0.01%
2,618
+1,418
+118% +$36.8K
WWD icon
2274
Woodward
WWD
$21B
$61K ﹤0.01%
631
-65
-9% -$6.01K
BCML icon
2275
BayCom
BCML
$331M
$60K ﹤0.01%
3,198
– –
89 90
91
92 93

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.