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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDT icon
2251
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
$39K ﹤0.01%
644
+150
+30% +$9.44K
FOR icon
2252
Forestar Group
FOR
$1.51B
$39K ﹤0.01%
2,100
– –
GAM
2253
General American Investors Company
GAM
$1.61B
$39K ﹤0.01%
910
-2,865
-76% -$126K
GDYN icon
2254
Grid Dynamics Holdings
GDYN
$615M
$39K ﹤0.01%
+1,353
New +$33.1K
IVOV icon
2255
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.37B
$39K ﹤0.01%
498
– –
MORN icon
2256
Morningstar
MORN
$7.53B
$39K ﹤0.01%
152
+45
+42% +$11.8K
MYGN icon
2257
Myriad Genetics
MYGN
$312M
$39K ﹤0.01%
1,238
+838
+210% +$27.8K
PFD
2258
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$39K ﹤0.01%
2,500
– –
QDEL icon
2259
QuidelOrtho
QDEL
$838M
$39K ﹤0.01%
279
– –
UAVS icon
2260
AgEagle Aerial Systems
UAVS
$53.9M
$39K ﹤0.01%
13
– –
VIV icon
2261
Telefônica Brasil
VIV
$19.2B
$39K ﹤0.01%
5,151
+2,387
+86% +$19.3K
WHD icon
2262
Cactus
WHD
$5.44B
$39K ﹤0.01%
1,035
+238
+30% +$8.59K
AVAV icon
2263
AeroVironment
AVAV
$9.45B
$38K ﹤0.01%
448
-23
-5% -$2.23K
CLB icon
2264
Core Laboratories
CLB
$521M
$38K ﹤0.01%
1,379
-800
-37% -$24.4K
ERII icon
2265
Energy Recovery
ERII
$443M
$38K ﹤0.01%
2,000
– –
ESBA icon
2266
Empire State Realty Series ES
ESBA
$1.34B
$38K ﹤0.01%
3,818
+13
+0.3% +$140
EWM icon
2267
iShares MSCI Malaysia ETF
EWM
$332M
$38K ﹤0.01%
1,500
– –
GXO icon
2268
GXO Logistics
GXO
$5.55B
$38K ﹤0.01%
+489
New +$38.3K
IFN
2269
Aberdeen India Fund
IFN
$504M
$38K ﹤0.01%
1,688
-1,304
-44% -$29.4K
ITT icon
2270
ITT
ITT
$19.1B
$38K ﹤0.01%
451
+51
+13% +$4.79K
LILA icon
2271
Liberty Latin America Class A
LILA
$1.67B
$38K ﹤0.01%
4,285
– –
MFC icon
2272
Manulife Financial
MFC
$73.5B
$38K ﹤0.01%
2,001
+1,384
+224% +$26.9K
NOV icon
2273
NOV
NOV
$7B
$38K ﹤0.01%
2,936
-68
-2% -$918
ORI icon
2274
Old Republic International
ORI
$10.4B
$38K ﹤0.01%
1,692
+661
+64% +$16.4K
PWB icon
2275
Invesco Large Cap Growth ETF
PWB
$2.41B
$38K ﹤0.01%
525
– –
89 90
91
92 93

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.