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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWAS icon
2251
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$450M
$33K ﹤0.01%
370
-15
-4% -$1.29K
EXEL icon
2252
Exelixis
EXEL
$13.4B
$33K ﹤0.01%
1,857
– –
GALT icon
2253
Galectin Therapeutics
GALT
$348M
$33K ﹤0.01%
10,386
+8,386
+419% +$29.8K
KCE icon
2254
State Street SPDR S&P Capital Markets ETF
KCE
$466M
$33K ﹤0.01%
+351
New +$31.9K
NXDT
2255
NexPoint Diversified Real Estate Trust
NXDT
$238M
$33K ﹤0.01%
2,427
+2,151
+779% +$27.2K
RDN icon
2256
Radian Group
RDN
$4.93B
$33K ﹤0.01%
1,553
-118
-7% -$2.76K
VRTS icon
2257
Virtus Investment Partners
VRTS
$1.1B
$33K ﹤0.01%
122
– –
DM
2258
DELISTED
Desktop Metal, Inc.
DM
$33K ﹤0.01%
293
+214
+271% +$28.1K
AXNX
2259
DELISTED
Axonics, Inc. Common Stock
AXNX
$33K ﹤0.01%
533
-807
-60% -$47.6K
IXSE
2260
DELISTED
WisdomTree India Ex-State-Owned Enterprises Fund
IXSE
$33K ﹤0.01%
1,020
– –
PV.WS
2261
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$33K ﹤0.01%
+33,200
New +$26K
TBIO
2262
DELISTED
Translate Bio, Inc. Common Stock
TBIO
$33K ﹤0.01%
1,211
– –
CCMP
2263
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$33K ﹤0.01%
225
+136
+153% +$22.5K
AGEN
2264
Agenus
AGEN
$290M
$32K ﹤0.01%
306
-153
-33% -$11.5K
GSG icon
2265
iShares S&P GSCI Commodity-Indexed Trust
GSG
$968M
$32K ﹤0.01%
2,000
– –
LGIH icon
2266
LGI Homes
LGIH
$1.4B
$32K ﹤0.01%
200
– –
PETS icon
2267
PetMed Express
PETS
$42.3M
$32K ﹤0.01%
+1,033
New +$32.8K
SAGE
2268
DELISTED
Sage Therapeutics
SAGE
$32K ﹤0.01%
569
+169
+42% +$11.9K
THG icon
2269
Hanover Insurance
THG
$7.98B
$32K ﹤0.01%
242
+16
+7% +$2.19K
TIL icon
2270
Instil Bio
TIL
$50.3M
$32K ﹤0.01%
+85
New +$31.5K
SGEN
2271
DELISTED
Seagen Inc. Common Stock
SGEN
$32K ﹤0.01%
210
-701
-77% -$104K
TMDI
2272
DELISTED
Titan Medical Inc. Ordinary Shares
TMDI
$32K ﹤0.01%
18,730
– –
VTA
2273
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$32K ﹤0.01%
2,752
-2,573
-48% -$29.9K
NEE.PRO
2274
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$32K ﹤0.01%
572
-488
-46% -$27.9K
AEO icon
2275
American Eagle Outfitters
AEO
$3.01B
$31K ﹤0.01%
838
– –
89 90
91
92 93

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.