We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIZ icon
2251
Assurant
AIZ
$14.2B
$9K ﹤0.01%
69
– –
ALEX
2252
DELISTED
Alexander & Baldwin
ALEX
$9K ﹤0.01%
539
– –
BC icon
2253
Brunswick
BC
$5.21B
$9K ﹤0.01%
131
+72
+122% +$5.08K
BLKB icon
2254
Blackbaud
BLKB
$2.09B
$9K ﹤0.01%
160
-120
-43% -$6.67K
BOE icon
2255
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$9K ﹤0.01%
869
+15
+2% +$153
CMPS
2256
Compass Pathways
CMPS
$1.78B
$9K ﹤0.01%
+200
New +$8.53K
DOMO icon
2257
Domo
DOMO
$189M
$9K ﹤0.01%
+150
New +$6.47K
ECH icon
2258
iShares MSCI Chile ETF
ECH
$1.05B
$9K ﹤0.01%
300
– –
FMS icon
2259
Fresenius Medical Care
FMS
$13B
$9K ﹤0.01%
257
-24
-9% -$1K
FQAL icon
2260
Fidelity Quality Factor ETF
FQAL
$1.46B
$9K ﹤0.01%
+219
New +$8.99K
FVAL icon
2261
Fidelity Value Factor ETF
FVAL
$1.38B
$9K ﹤0.01%
+238
New +$9.08K
GRMN
2262
Garmin
GRMN
$60.4B
$9K ﹤0.01%
82
+28
+52% +$3.1K
HL icon
2263
Hecla Mining
HL
$11.8B
$9K ﹤0.01%
1,500
– –
IGA
2264
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$9K ﹤0.01%
+1,130
New +$9.56K
JFR icon
2265
Nuveen Floating Rate Income Fund
JFR
$1.26B
$9K ﹤0.01%
+1,100
New +$9.28K
KRG icon
2266
Kite Realty
KRG
$5.29B
$9K ﹤0.01%
635
– –
MFC icon
2267
Manulife Financial
MFC
$73.3B
$9K ﹤0.01%
595
+150
+34% +$2.39K
NBB icon
2268
Nuveen Taxable Municipal Income Fund
NBB
$453M
$9K ﹤0.01%
389
+6
+2% +$135
NWN icon
2269
Northwest Natural Holdings
NWN
$2.09B
$9K ﹤0.01%
200
– –
PCTY icon
2270
Paylocity
PCTY
$7.73B
$9K ﹤0.01%
45
+5
+13% +$962
PK icon
2271
Park Hotels & Resorts
PK
$2.92B
$9K ﹤0.01%
+570
New +$7.9K
PNFP icon
2272
Pinnacle Financial Partners Inc
PNFP
$15.8B
$9K ﹤0.01%
153
+67
+78% +$3.45K
PSMT icon
2273
Pricesmart
PSMT
$5.21B
$9K ﹤0.01%
100
– –
RNRG icon
2274
Global X Renewable Energy Producers ETF
RNRG
$25.9M
$9K ﹤0.01%
+167
New +$8.13K
RXT icon
2275
Rackspace Technology
RXT
$1.2B
$9K ﹤0.01%
+500
New +$9.03K
89 90
91
92 93

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.