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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADTN icon
2251
Adtran
ADTN
$622M
$4K ﹤0.01%
442
– –
AGM icon
2252
Federal Agricultural Mortgage
AGM
$2.54B
$4K ﹤0.01%
66
+24
+57% +$1.55K
AMCX icon
2253
AMC Global Media
AMCX
$489M
$4K ﹤0.01%
194
-3
-2% -$72
BAND
2254
Bandwidth Inc
BAND
$1.7B
$4K ﹤0.01%
+25
New +$3.7K
BNS icon
2255
Scotiabank
BNS
$108B
$4K ﹤0.01%
101
– –
BNTX icon
2256
BioNTech
BNTX
$23.3B
$4K ﹤0.01%
63
– –
CASY icon
2257
Casey's General Stores
CASY
$31.6B
$4K ﹤0.01%
26
+5
+24% +$845
CLDT
2258
Chatham Lodging
CLDT
$580M
$4K ﹤0.01%
639
– –
CMCM
2259
Cheetah Mobile
CMCM
$98.1M
$4K ﹤0.01%
+485
New +$5.28K
CMPR icon
2260
Cimpress
CMPR
$2.29B
$4K ﹤0.01%
54
– –
CNTY icon
2261
Century Casinos
CNTY
$33.8M
$4K ﹤0.01%
730
+268
+58% +$1.38K
CQQQ icon
2262
Invesco China Technology ETF
CQQQ
$3.3B
$4K ﹤0.01%
+59
New +$4.11K
CRNT icon
2263
Ceragon Networks
CRNT
$192M
$4K ﹤0.01%
+2,000
New +$4.81K
CRTO icon
2264
Criteo S.A. Ordinary Shares
CRTO
$902M
$4K ﹤0.01%
349
+156
+81% +$2.01K
CRUS icon
2265
Cirrus Logic
CRUS
$6.11B
$4K ﹤0.01%
60
-59
-50% -$3.7K
CTBI icon
2266
Community Trust Bancorp
CTBI
$1.41B
$4K ﹤0.01%
149
– –
DBI icon
2267
Designer Brands
DBI
$334M
$4K ﹤0.01%
857
– –
E icon
2268
ENI
E
$79.4B
$4K ﹤0.01%
+298
New +$5.54K
EELV icon
2269
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$426M
$4K ﹤0.01%
214
– –
EHC icon
2270
Encompass Health
EHC
$12.5B
$4K ﹤0.01%
92
– –
EOLS icon
2271
Evolus
EOLS
$500M
$4K ﹤0.01%
+1,120
New +$4.09K
EQT icon
2272
EQT Corp
EQT
$33.8B
$4K ﹤0.01%
+383
New +$5.62K
FN icon
2273
Fabrinet
FN
$18.9B
$4K ﹤0.01%
74
– –
FROG icon
2274
JFrog
FROG
$10.7B
$4K ﹤0.01%
+53
New +$3.95K
GIB icon
2275
CGI
GIB
$15.6B
$4K ﹤0.01%
+70
New +$4.77K
89 90
91
92 93

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.