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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYH icon
2251
Community Health Systems
CYH
$423M
$1K ﹤0.01%
396
– –
CZR icon
2252
Caesars Entertainment
CZR
$6.14B
$1K ﹤0.01%
+48
New +$2.25K
DAN icon
2253
Dana Inc
DAN
$3.06B
$1K ﹤0.01%
+182
New +$2.51K
DBP icon
2254
Invesco DB Precious Metals Fund
DBP
$255M
$1K ﹤0.01%
15
– –
DK icon
2255
Delek US
DK
$3.58B
$1K ﹤0.01%
71
+1
+1% +$24
DNP icon
2256
DNP Select Income Fund
DNP
$4.09B
$1K ﹤0.01%
145
– –
DORM icon
2257
Dorman Products
DORM
$4.18B
$1K ﹤0.01%
16
– –
DY icon
2258
Dycom Industries
DY
$12.3B
$1K ﹤0.01%
55
– –
EBND icon
2259
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.29B
$1K ﹤0.01%
57
– –
EMO
2260
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
$1K ﹤0.01%
200
-494
-71% -$15.5K
EPR icon
2261
EPR Properties
EPR
$4.77B
$1K ﹤0.01%
+57
New +$3.27K
ERIE icon
2262
Erie Indemnity
ERIE
$13.2B
$1K ﹤0.01%
+7
New +$1.13K
ESRT icon
2263
Empire State Realty Trust
ESRT
$836M
$1K ﹤0.01%
110
– –
EZPW icon
2264
Ezcorp Inc
EZPW
$1.71B
$1K ﹤0.01%
200
– –
FTS icon
2265
Fortis
FTS
$28.7B
$1K ﹤0.01%
+16
New +$656
FXN icon
2266
First Trust Energy AlphaDEX Fund
FXN
$368M
$1K ﹤0.01%
+215
New +$1.64K
GME icon
2267
GameStop
GME
$8.6B
$1K ﹤0.01%
1,016
– –
GRPN icon
2268
Groupon
GRPN
$1.02B
$1K ﹤0.01%
+49
New +$1.93K
HI
2269
DELISTED
Hillenbrand
HI
$1K ﹤0.01%
65
-24
-27% -$624
HIMX
2270
Himax Technologies
HIMX
$2.55B
$1K ﹤0.01%
350
– –
HWC icon
2271
Hancock Whitney
HWC
$6.24B
$1K ﹤0.01%
27
– –
ITRN icon
2272
Ituran Location and Control
ITRN
$1.05B
$1K ﹤0.01%
+75
New +$1.65K
JBGS
2273
JBG SMITH
JBGS
$708M
$1K ﹤0.01%
+19
New +$714
JOE icon
2274
St. Joe Company
JOE
$3.83B
$1K ﹤0.01%
65
– –
LILAK icon
2275
Liberty Latin America Class C
LILAK
$1.64B
$1K ﹤0.01%
137
– –
89 90
91
92 93

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.