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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMN icon
2226
Horace Mann Educators
HMN
$2.13B
$67K ﹤0.01%
1,805
-85
-4% -$3.2K
IQDF icon
2227
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$67K ﹤0.01%
3,250
– –
LSEA
2228
DELISTED
Landsea Homes
LSEA
$67K ﹤0.01%
+13,000
New +$67.8K
RYN icon
2229
Rayonier
RYN
$6.52B
$67K ﹤0.01%
2,267
-1,590
-41% -$48.9K
UFO icon
2230
Procure Space ETF
UFO
$625M
$67K ﹤0.01%
3,460
+17
+0.5% +$333
VSS icon
2231
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$67K ﹤0.01%
656
-329
-33% -$33.1K
VIVO
2232
DELISTED
Meridian Bioscience Inc
VIVO
$67K ﹤0.01%
2,018
– –
CID
2233
DELISTED
VictoryShares International High Div Volatility Wtd ETF
CID
$67K ﹤0.01%
2,297
-97
-4% -$2.69K
BBD icon
2234
Banco Bradesco
BBD
$36.3B
$66K ﹤0.01%
23,281
-404,702
-95% -$1.31M
CHX
2235
DELISTED
ChampionX
CHX
$66K ﹤0.01%
2,291
– –
EMQQ icon
2236
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$275M
$66K ﹤0.01%
2,223
-1,295
-37% -$35.2K
EMBJ
2237
Embraer S.A. ADS
EMBJ
$13.1B
$66K ﹤0.01%
6,073
+4,991
+461% +$50.6K
SLYG icon
2238
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.19B
$66K ﹤0.01%
930
+206
+28% +$15.2K
TMC icon
2239
TMC The Metals Company
TMC
$1.92B
$66K ﹤0.01%
86,000
+9,000
+12% +$7.78K
TOLZ icon
2240
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
$173M
$66K ﹤0.01%
1,503
+11
+0.7% +$481
BMBL icon
2241
Bumble
BMBL
$360M
$65K ﹤0.01%
3,131
+200
+7% +$4.6K
BTA
2242
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$65K ﹤0.01%
7,015
-5,000
-42% -$46.6K
FCEF icon
2243
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.6M
$65K ﹤0.01%
3,389
+3,248
+2,304% +$63K
PFN
2244
PIMCO Income Strategy Fund II
PFN
$706M
$65K ﹤0.01%
9,300
– –
SGI
2245
Somnigroup International
SGI
$13.6B
$65K ﹤0.01%
1,894
-563
-23% -$16.9K
PYCR
2246
DELISTED
Paycor HCM, Inc. Common Stock
PYCR
$65K ﹤0.01%
2,692
+2,215
+464% +$61.3K
GMED icon
2247
Globus Medical
GMED
$11.7B
$64K ﹤0.01%
862
+137
+19% +$9.33K
IMCB icon
2248
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
$64K ﹤0.01%
1,100
+5
+0.5% +$292
LEG icon
2249
Leggett & Platt
LEG
$1.29B
$64K ﹤0.01%
2,024
+1,300
+180% +$43.8K
SIGI icon
2250
Selective Insurance
SIGI
$5.65B
$64K ﹤0.01%
740
+7
+1% +$638
88 89
90
91 92

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.