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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEJ icon
2226
Invesco Leisure and Entertainment ETF
PEJ
$255M
$36K ﹤0.01%
700
– –
QAI icon
2227
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$36K ﹤0.01%
1,138
– –
RXRX icon
2228
Recursion Pharmaceuticals
RXRX
$1.73B
$36K ﹤0.01%
+1,000
New +$29.6K
TWOU
2229
DELISTED
2U Inc
TWOU
$36K ﹤0.01%
30
+9
+43% +$10.4K
TRTN
2230
DELISTED
Triton International Limited
TRTN
$36K ﹤0.01%
690
+200
+41% +$10.6K
CBU icon
2231
Community Bank
CBU
$3.41B
$35K ﹤0.01%
473
+415
+716% +$32.7K
ITT icon
2232
ITT
ITT
$19.1B
$35K ﹤0.01%
400
-4
-1% -$372
KPTI icon
2233
Karyopharm Therapeutics
KPTI
$48M
$35K ﹤0.01%
227
– –
LGND icon
2234
Ligand Pharmaceuticals
LGND
$6.36B
$35K ﹤0.01%
434
– –
NEU icon
2235
NewMarket
NEU
$8.18B
$35K ﹤0.01%
108
-92
-46% -$32.2K
OPI
2236
DELISTED
Office Properties Income Trust
OPI
$35K ﹤0.01%
1,200
– –
PRFZ icon
2237
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.89B
$35K ﹤0.01%
970
+365
+60% +$13.4K
QDEL icon
2238
QuidelOrtho
QDEL
$838M
$35K ﹤0.01%
279
-2,250
-89% -$265K
SLRC icon
2239
SLR Investment Corp
SLRC
$715M
$35K ﹤0.01%
1,891
+43
+2% +$806
STEW
2240
SRH Total Return Fund
STEW
$1.81B
$35K ﹤0.01%
2,596
+20
+0.8% +$268
RJA
2241
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$35K ﹤0.01%
4,595
– –
ECOR icon
2242
electroCore
ECOR
$72.9M
$34K ﹤0.01%
1,949
– –
ENOV icon
2243
Enovis
ENOV
$1.53B
$34K ﹤0.01%
436
-12
-3% -$919
HFRO
2244
Highland Opportunities and Income Fund
HFRO
$407M
$34K ﹤0.01%
3,119
-2,109
-40% -$23.8K
IEUS icon
2245
iShares MSCI Europe Small-Cap ETF
IEUS
$185M
$34K ﹤0.01%
497
-109
-18% -$7.68K
NVR icon
2246
NVR
NVR
$17B
$34K ﹤0.01%
7
-4
-36% -$19.4K
SWBI icon
2247
Smith & Wesson
SWBI
$637M
$34K ﹤0.01%
1,000
+700
+233% +$14.7K
CNBKA
2248
DELISTED
Century Bancorp Inc/Mass
CNBKA
$34K ﹤0.01%
+300
New +$33.9K
HSKA
2249
DELISTED
Heska Corp
HSKA
$34K ﹤0.01%
150
– –
AIT icon
2250
Applied Industrial Technologies
AIT
$13.3B
$33K ﹤0.01%
368
+22
+6% +$2.1K
88 89
90
91 92

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.