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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGR icon
2226
BlackRock Energy and Resources Trust
BGR
$422M
$10K ﹤0.01%
1,426
-1,462
-51% -$9.67K
BRKL
2227
DELISTED
Brookline Bancorp
BRKL
$10K ﹤0.01%
838
– –
CPS icon
2228
Cooper-Standard Automotive
CPS
$504M
$10K ﹤0.01%
294
– –
EME icon
2229
Emcor
EME
$35.7B
$10K ﹤0.01%
120
+30
+33% +$2.41K
FCPT icon
2230
Four Corners Property Trust
FCPT
$2.69B
$10K ﹤0.01%
343
+138
+67% +$3.87K
FHB icon
2231
First Hawaiian
FHB
$3.32B
$10K ﹤0.01%
463
– –
FOF icon
2232
Cohen & Steers Closed End Opportunity Fund
FOF
$382M
$10K ﹤0.01%
+825
New +$9.43K
HR icon
2233
Healthcare Realty
HR
$6.73B
$10K ﹤0.01%
387
+173
+81% +$4.56K
IRBT
2234
DELISTED
iRobot
IRBT
$10K ﹤0.01%
133
+33
+33% +$2.69K
LTBR icon
2235
Lightbridge
LTBR
$292M
$10K ﹤0.01%
2,499
– –
NAUT icon
2236
Nautilus Biotechnolgy
NAUT
$110M
$10K ﹤0.01%
1,000
+500
+100% +$5.27K
OC icon
2237
Owens Corning
OC
$12.2B
$10K ﹤0.01%
146
+87
+147% +$6.34K
SCHH icon
2238
Schwab US REIT ETF
SCHH
$11.2B
$10K ﹤0.01%
530
-72
-12% -$1.33K
SPTS icon
2239
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$10K ﹤0.01%
342
– –
SSRM icon
2240
SSR Mining
SSRM
$6.4B
$10K ﹤0.01%
+535
New +$10.2K
NSLR
2241
Neostellar Capital Corp
NSLR
$273M
$10K ﹤0.01%
924
– –
TAP icon
2242
Molson Coors Class B
TAP
$7.93B
$10K ﹤0.01%
221
– –
WAFD icon
2243
WaFd
WAFD
$2.76B
$10K ﹤0.01%
402
– –
WPP icon
2244
WPP
WPP
$5.76B
$10K ﹤0.01%
208
+157
+308% +$7.43K
YETI icon
2245
Yeti Holdings
YETI
$3.99B
$10K ﹤0.01%
150
– –
TUP
2246
DELISTED
Tupperware Brands Corporation
TUP
$10K ﹤0.01%
339
– –
EDI
2247
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$10K ﹤0.01%
+1,200
New +$9.57K
TTM
2248
DELISTED
Tata Motors Limited
TTM
$10K ﹤0.01%
+800
New +$8.53K
DFNS.U
2249
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
$10K ﹤0.01%
+1,000
New +$10.7K
WRI
2250
DELISTED
Weingarten Realty Investors
WRI
$10K ﹤0.01%
500
– –
88 89
90
91 92

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.