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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWG icon
2226
NatWest
NWG
$76.3B
$5K ﹤0.01%
1,735
-178
-9% -$552
ONCY
2227
Oncolytics Biotech
ONCY
$95.8M
$5K ﹤0.01%
3,540
+2,994
+548% +$5.49K
OTEX icon
2228
Open Text
OTEX
$5.99B
$5K ﹤0.01%
133
+120
+923% +$5.25K
PPC icon
2229
Pilgrim's Pride
PPC
$6.31B
$5K ﹤0.01%
355
+300
+545% +$4.79K
RBC icon
2230
RBC Bearings
RBC
$17.6B
$5K ﹤0.01%
44
– –
REX icon
2231
REX American Resources
REX
$1.43B
$5K ﹤0.01%
462
-78
-14% -$887
SF
2232
Stifel
SF
$12.6B
$5K ﹤0.01%
225
-182
-45% -$4.06K
SFNC icon
2233
Simmons First National
SFNC
$3.4B
$5K ﹤0.01%
319
-64
-17% -$1.07K
SPDW icon
2234
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$5K ﹤0.01%
+187
New +$5.46K
SPSC icon
2235
SPS Commerce
SPSC
$2.69B
$5K ﹤0.01%
75
+41
+121% +$3.12K
SPXC icon
2236
SPX Corp
SPXC
$10.6B
$5K ﹤0.01%
112
– –
SRTS icon
2237
Sensus Healthcare
SRTS
$50.9M
$5K ﹤0.01%
2,000
– –
STC icon
2238
Stewart Information Services
STC
$2.01B
$5K ﹤0.01%
135
– –
TDY icon
2239
Teledyne Technologies
TDY
$32B
$5K ﹤0.01%
19
-1,578
-99% -$498K
XRX icon
2240
Xerox
XRX
$427M
$5K ﹤0.01%
277
+41
+17% +$718
AUC
2241
ATIF Holdings
AUC
$68.7M
$5K ﹤0.01%
56
– –
MFD
2242
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$5K ﹤0.01%
735
+17
+2% +$136
AERI
2243
DELISTED
Aerie Pharmaceuticals
AERI
$5K ﹤0.01%
457
+167
+58% +$2.03K
TEN
2244
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$5K ﹤0.01%
809
– –
BPYU
2245
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$5K ﹤0.01%
450
-8
-2% -$92
GRUB
2246
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$5K ﹤0.01%
38
– –
BSTC
2247
DELISTED
BioSpecifics Technologies Corp.
BSTC
$5K ﹤0.01%
105
+38
+57% +$2.35K
WBK
2248
DELISTED
Westpac Banking Corporation
WBK
$5K ﹤0.01%
+483
New +$6K
MTSC
2249
DELISTED
MTS Systems Corp
MTSC
$5K ﹤0.01%
283
– –
ABEO icon
2250
Abeona Therapeutics
ABEO
$425M
$4K ﹤0.01%
+160
New +$10.1K
88 89
90
91 92

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.