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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MET icon
201
MetLife
MET
$61.9B
$28.7M 0.11%
455,620
+9,089
+2% +$566K
RJF icon
202
Raymond James Financial
RJF
$34.7B
$28.4M 0.11%
283,015
+14,898
+6% +$1.58M
KSS icon
203
Kohl's
KSS
$2.23B
$28.2M 0.11%
1,343,813
-347,899
-21% -$8.78M
USFR icon
204
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
$28.1M 0.11%
558,457
-167,194
-23% -$8.43M
AAON icon
205
Aaon
AAON
$7.63B
$28M 0.11%
492,542
-16,681
-3% -$1.06M
PGR icon
206
Progressive
PGR
$124B
$27.8M 0.11%
199,536
+98,554
+98% +$13M
KR icon
207
Kroger
KR
$34.7B
$27.8M 0.11%
620,269
+213,408
+52% +$10M
MPC icon
208
Marathon Petroleum
MPC
$83.6B
$27.7M 0.11%
183,028
-18,153
-9% -$2.53M
TIP icon
209
iShares TIPS Bond ETF
TIP
$14.5B
$27.6M 0.11%
266,117
+12,477
+5% +$1.32M
CHE icon
210
Chemed
CHE
$7.14B
$27.6M 0.11%
53,095
-8,702
-14% -$4.52M
HEFA icon
211
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.63B
$27.5M 0.11%
912,066
+274,514
+43% +$8.31M
WMB icon
212
Williams Companies
WMB
$87.8B
$27.4M 0.11%
813,623
+41,483
+5% +$1.42M
AOA icon
213
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$27.3M 0.11%
429,848
+18,496
+4% +$1.22M
AGG icon
214
iShares Core US Aggregate Bond ETF
AGG
$138B
$26.8M 0.1%
285,105
+130,264
+84% +$12.5M
CG icon
215
Carlyle Group
CG
$17.9B
$26.5M 0.1%
878,298
+10,023
+1% +$323K
KLAC icon
216
KLA
KLAC
$252B
$26.1M 0.1%
567,970
+35,210
+7% +$1.69M
EFV icon
217
iShares MSCI EAFE Value ETF
EFV
$29.2B
$25.8M 0.1%
526,533
+156,152
+42% +$7.73M
INTU icon
218
Intuit
INTU
$89.7B
$25.5M 0.1%
49,879
-20,321
-29% -$10.3M
ITW icon
219
Illinois Tool Works
ITW
$85.5B
$25.4M 0.1%
110,100
-5,870
-5% -$1.43M
IWN icon
220
iShares Russell 2000 Value ETF
IWN
$14.6B
$25.2M 0.1%
185,881
+5,574
+3% +$799K
STE icon
221
Steris
STE
$22.7B
$25.2M 0.1%
114,772
+4,603
+4% +$1.04M
ARCC icon
222
Ares Capital
ARCC
$13.9B
$25.2M 0.1%
1,293,163
-33,982
-3% -$659K
SOXX icon
223
iShares Semiconductor ETF
SOXX
$47.6B
$25M 0.1%
158,280
+29,640
+23% +$4.94M
XLY icon
224
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23B
$24.9M 0.1%
309,280
+68,002
+28% +$5.75M
SONY icon
225
Sony
SONY
$132B
$24.7M 0.1%
1,496,995
+93,500
+7% +$1.63M
7 8
9
10 11

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.