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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
(+2.8%)
Cap. Flow
-$983M
Cap. Flow
% of AUM
-4.94%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,606
Closed
222
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AerCap
AER
|
+$54M |
| 2 |
JPMorgan Chase
JPM
|
+$45.5M |
| 3 |
American Express
AXP
|
+$44.9M |
| 4 |
Meta Platforms (Facebook)
META
|
+$42.9M |
| 5 |
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
|
+$39.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Medtronic
MDT
|
+$94.1M |
| 2 |
Reinsurance Group of America
RGA
|
+$89.9M |
| 3 |
Netflix
NFLX
|
+$81M |
| 4 |
Eli Lilly
LLY
|
+$76.3M |
| 5 |
Globe Life
GL
|
+$72.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.17% |
| 2 | Financials | 13.41% |
| 3 | Healthcare | 10.42% |
| 4 | Industrials | 6.36% |
| 5 | Consumer Discretionary | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
First Trust Preferred Securities and Income ETF
FPE
$6.35B
| $23.1M | 0.12% |
1,372,201
+12,794
| +0.9% | +$215K |
|
202
Williams Companies
WMB
$87.8B
| $22.9M | 0.12% |
696,783
+3,931
| +0.6% | +$128K |
|
203
iShares Russell Mid-Cap ETF
IWR
$57B
| $22.6M | 0.11% |
335,014
+45,615
| +16% | +$3.08M |
|
204
State Street SPDR S&P Biotech ETF
XBI
$9.99B
| $22.5M | 0.11% |
271,018
+175,429
| +184% | +$14.2M |
|
205
KT
KT
$8.66B
| $22.3M | 0.11% |
1,652,461
-457,231
| -22% | -$6.09M |
|
206
Ralph Lauren
RL
$22.7B
| $22.3M | 0.11% |
210,789
-33,389
| -14% | -$3.34M |
|
207
Alerian MLP ETF
AMLP
$12.8B
| $22.1M | 0.11% |
581,578
+335,665
| +136% | +$13.2M |
|
208
iShares Core US Aggregate Bond ETF
AGG
$138B
| $22.1M | 0.11% |
227,720
+93,580
| +70% | +$9.05M |
|
209
Elevance Health
ELV
$84.8B
| $21.9M | 0.11% |
42,623
-723
| -2% | -$367K |
|
210
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
| $21.7M | 0.11% |
221,332
+3,732
| +2% | +$355K |
|
211
Vanguard Health Care ETF
VHT
$18.4B
| $21.4M | 0.11% |
86,316
+2,058
| +2% | +$499K |
|
212
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.52B
| $21.4M | 0.11% |
678,884
+362,383
| +114% | +$11.2M |
|
213
Moderna
MRNA
$22.5B
| $21.3M | 0.11% |
118,484
+76,551
| +183% | +$12.5M |
|
214
Vanguard Russell 1000 Value ETF
VONV
$21.1B
| $21.1M | 0.11% |
317,595
+5,480
| +2% | +$360K |
|
215
First Solar
FSLR
$25.4B
| $21.1M | 0.11% |
140,883
+84,499
| +150% | +$12.5M |
|
216
Idexx Laboratories
IDXX
$46.1B
| $21.1M | 0.11% |
51,660
+81
| +0.2% | +$31.4K |
|
217
American Tower
AMT
$78.3B
| $21M | 0.11% |
99,249
-31,377
| -24% | -$6.53M |
|
218
Steris
STE
$22.7B
| $20.9M | 0.11% |
113,264
+19,615
| +21% | +$3.45M |
|
219
Cheesecake Factory
CAKE
$5.23B
| $20.8M | 0.1% |
656,547
-95
| -0% | -$3.17K |
|
220
T-Mobile US
TMUS
$186B
| $20.7M | 0.1% |
147,690
+126,997
| +614% | +$18.2M |
|
221
iShares MSCI USA Quality Factor ETF
QUAL
$47.7B
| $20.5M | 0.1% |
180,187
+258
| +0.1% | +$29.3K |
|
222
American Electric Power
AEP
$68.8B
| $20.4M | 0.1% |
215,288
-23,855
| -10% | -$2.17M |
|
223
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
| $20.3M | 0.1% |
272,424
+22,211
| +9% | +$1.62M |
|
224
Vanguard Morningstar Small-Cap ETF
VB
$81.6B
| $20.3M | 0.1% |
110,557
+10,281
| +10% | +$1.91M |
|
225
PNC Financial Services
PNC
$102B
| $20.2M | 0.1% |
127,822
+54,282
| +74% | +$8.54M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2022 Portfolio in Review
As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 222 positions and reducing 1,606 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.
- Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
- Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
- Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
- Rockefeller Capital Management opened 207 new positions and closed 222 in Q4 2022.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.