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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
| $10.3M | 0.1% |
172,727
+8,893
| +5% | +$527K |
|
202
Eli Lilly
LLY
$1.06T
| $10.2M | 0.1% |
69,019
+12,548
| +22% | +$1.94M |
|
203
VF Corp
VFC
$5.8B
| $9.94M | 0.09% |
141,462
+4,912
| +4% | +$317K |
|
204
Berkshire Hathaway Class A
BRK.A
$1.13T
| $9.92M | 0.09% |
31
-2
| -6% | -$614K |
|
205
Wells Fargo
WFC
$265B
| $9.89M | 0.09% |
420,667
-62,376
| -13% | -$1.54M |
|
206
Lowe's Companies
LOW
$122B
| $9.85M | 0.09% |
59,415
+3,166
| +6% | +$488K |
|
207
Vanguard Health Care ETF
VHT
$18.4B
| $9.83M | 0.09% |
48,175
+2,432
| +5% | +$492K |
|
208
Illinois Tool Works
ITW
$84.8B
| $9.74M | 0.09% |
50,400
+1,169
| +2% | +$222K |
|
209
iShares Morningstar Growth ETF
ILCG
$3.24B
| $9.62M | 0.09% |
179,795
+11,640
| +7% | +$600K |
|
210
Ares Capital
ARCC
$14.1B
| $9.48M | 0.09% |
679,475
+89,431
| +15% | +$1.27M |
|
211
iShares MSCI USA Quality Factor ETF
QUAL
$47.7B
| $9.01M | 0.08% |
86,890
+39,571
| +84% | +$4.05M |
|
212
Enterprise Products Partners
EPD
$82.3B
| $8.89M | 0.08% |
563,123
+39,362
| +8% | +$690K |
|
213
Prudential Financial
PRU
$41.9B
| $8.87M | 0.08% |
139,685
+32,171
| +30% | +$2.11M |
|
214
Dover
DOV
$28.4B
| $8.81M | 0.08% |
81,320
+23,621
| +41% | +$2.53M |
|
|
ORBC
215
DELISTED
ORBCOMM, Inc.
ORBC
| $8.71M | 0.08% |
2,561,022
-173,439
| -6% | -$674K |
|
216
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $8.65M | 0.08% |
84,803
+53,428
| +170% | +$5.44M |
|
217
Inogen
INGN
$176M
| $7.95M | 0.07% |
274,189
+353
| +0.1% | +$11.1K |
|
218
Elevance Health
ELV
$84.9B
| $7.85M | 0.07% |
29,241
+4,822
| +20% | +$1.3M |
|
219
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
| $7.78M | 0.07% |
63,847
+60,456
| +1,783% | +$7.38M |
|
220
Palo Alto Networks
PANW
$293B
| $7.75M | 0.07% |
190,044
+34,056
| +22% | +$1.42M |
|
|
XYZ
221
Block Inc
XYZ
$47B
| $7.75M | 0.07% |
47,688
+23,156
| +94% | +$3.27M |
|
222
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
| $7.68M | 0.07% |
128,460
+6,696
| +5% | +$398K |
|
223
KKR & Co
KKR
$92.8B
| $7.6M | 0.07% |
221,206
+7,863
| +4% | +$275K |
|
224
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.07B
| $7.55M | 0.07% |
224,245
+9,934
| +5% | +$330K |
|
225
State Street SPDR S&P Dividend ETF
SDY
$23.7B
| $7.46M | 0.07% |
80,762
+1,490
| +2% | +$141K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.