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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
(-5%)
Cap. Flow
+$1.41B
Cap. Flow
% of AUM
18.48%
Top 10 Holdings %
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$276M |
| 2 |
Verizon
VZ
|
+$238M |
| 3 |
GSK
GSK
|
+$162M |
| 4 |
Willis Towers Watson
WTW
|
+$146M |
| 5 |
Walt Disney
DIS
|
+$122M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Southwest Airlines
LUV
|
+$166M |
| 2 |
Royal Caribbean
RCL
|
+$140M |
| 3 |
CVS Health
CVS
|
+$94M |
| 4 |
Reinsurance Group of America
RGA
|
+$90M |
| 5 |
CMA
Comerica
CMA
|
+$83.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.47% |
| 2 | Healthcare | 17.24% |
| 3 | Communication Services | 13.96% |
| 4 | Financials | 13.7% |
| 5 | Consumer Discretionary | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Estee Lauder
EL
$30.9B
| $6.2M | 0.08% |
38,899
+8,981
| +30% | +$1.73M |
|
202
Zoetis
ZTS
$32.4B
| $6.16M | 0.08% |
52,375
+18,097
| +53% | +$2.38M |
|
203
Ares Capital
ARCC
$14.1B
| $6.01M | 0.08% |
557,744
+25,272
| +5% | +$426K |
|
204
Vanguard Total World Stock ETF
VT
$79.1B
| $5.9M | 0.08% |
93,926
+92,349
| +5,856% | +$6.96M |
|
205
Elevance Health
ELV
$84.9B
| $5.88M | 0.08% |
25,882
+528
| +2% | +$144K |
|
206
Invesco Senior Loan ETF
BKLN
$6.81B
| $5.79M | 0.08% |
282,891
-3,263
| -1% | -$71K |
|
207
KKR & Co
KKR
$92.8B
| $5.74M | 0.08% |
244,707
-29,743
| -11% | -$854K |
|
208
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
| $5.74M | 0.08% |
117,076
+4,670
| +4% | +$276K |
|
209
Toronto Dominion Bank
TD
$200B
| $5.7M | 0.07% |
134,482
+14,213
| +12% | +$729K |
|
210
Prudential Financial
PRU
$41.9B
| $5.7M | 0.07% |
109,318
+36,058
| +49% | +$2.87M |
|
211
Target
TGT
$66.8B
| $5.57M | 0.07% |
59,941
-7,004
| -10% | -$778K |
|
212
State Street SPDR S&P Dividend ETF
SDY
$23.7B
| $5.42M | 0.07% |
67,893
+9,889
| +17% | +$975K |
|
213
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
| $5.38M | 0.07% |
393,000
+10,000
| +3% | +$147K |
|
214
CME Group
CME
$95B
| $5.34M | 0.07% |
30,884
+2,654
| +9% | +$528K |
|
215
Cardlytics
CDLX
$20.7M
| $5.31M | 0.07% |
+15,182
| New | +$10.8M |
|
|
NVO
216
Novo Nordisk
NVO
$203B
| $5.17M | 0.07% |
171,948
+4,016
| +2% | +$120K |
|
217
iShares Morningstar Growth ETF
ILCG
$3.24B
| $5.16M | 0.07% |
138,945
+6,920
| +5% | +$289K |
|
218
Veeva Systems
VEEV
$35.4B
| $5.13M | 0.07% |
32,809
+31,955
| +3,742% | +$4.68M |
|
219
Palo Alto Networks
PANW
$293B
| $4.89M | 0.06% |
179,124
+44,094
| +33% | +$1.54M |
|
220
iShares MSCI United Kingdom ETF
EWU
$4.13B
| $4.88M | 0.06% |
204,575
+61,245
| +43% | +$1.83M |
|
221
Digital Realty Trust
DLR
$71.3B
| $4.58M | 0.06% |
32,997
+8,940
| +37% | +$1.14M |
|
222
Zions Bancorporation
ZION
$10.3B
| $4.53M | 0.06% |
169,347
-3,680
| -2% | -$152K |
|
223
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
| $4.53M | 0.06% |
33,933
-4,065
| -11% | -$524K |
|
224
GE Aerospace
GE
$389B
| $4.48M | 0.06% |
113,177
+9,906
| +10% | +$528K |
|
225
Truist Financial
TFC
$64.2B
| $4.48M | 0.06% |
145,218
+17,212
| +13% | +$814K |
|
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NAMI
Rockefeller Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.
- Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
- Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
- Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
- Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
- Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
- Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
- Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.
Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.