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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
(+2.8%)
Cap. Flow
+$264M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$141M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$85.8M |
| 3 |
Blackrock
BLK
|
+$40.3M |
| 4 |
Deere & Co
DE
|
+$28.7M |
| 5 |
Plains GP Holdings
PAGP
|
+$23.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$169M |
| 2 |
Ross Stores
ROST
|
+$86.3M |
| 3 |
Visa
V
|
+$69.3M |
| 4 |
Biogen
BIIB
|
+$53.4M |
| 5 |
CERN
Cerner Corp
CERN
|
+$45.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.92% |
| 2 | Financials | 14.94% |
| 3 | Communication Services | 12.57% |
| 4 | Technology | 11.57% |
| 5 | Industrials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
201
Biogen
BIIB
$30B
| $4.79M | 0.06% |
20,557
-229,540
| -92% | -$53.4M |
|
202
Eli Lilly
LLY
$1.02T
| $4.75M | 0.06% |
42,471
+28,311
| +200% | +$3.15M |
|
203
iShares Select Dividend ETF
DVY
$23.5B
| $4.67M | 0.06% |
45,768
+11,041
| +32% | +$1.1M |
|
204
iShares MSCI United Kingdom ETF
EWU
$4.14B
| $4.56M | 0.06% |
144,960
-47,889
| -25% | -$1.49M |
|
205
iShares S&P 500 Value ETF
IVE
$49B
| $4.54M | 0.06% |
38,081
+18,580
| +95% | +$2.18M |
|
206
Mondelez International
MDLZ
$79.5B
| $4.5M | 0.06% |
81,369
+52,104
| +178% | +$2.85M |
|
207
NextEra Energy
NEE
$181B
| $4.5M | 0.06% |
77,180
+7,332
| +10% | +$397K |
|
208
US Bancorp
USB
$98.2B
| $4.41M | 0.06% |
79,600
+53,443
| +204% | +$2.89M |
|
209
Goldman Sachs
GS
$300B
| $4.33M | 0.06% |
20,875
+1,103
| +6% | +$231K |
|
210
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
| $4.3M | 0.06% |
70,088
+49,116
| +234% | +$2.95M |
|
211
WEC Energy
WEC
$35.7B
| $4.25M | 0.06% |
44,673
-4,189
| -9% | -$377K |
|
212
GE Aerospace
GE
$374B
| $4.23M | 0.06% |
94,942
+21,392
| +29% | +$1.01M |
|
213
Alerian MLP ETF
AMLP
$13B
| $4.1M | 0.06% |
89,672
+14,239
| +19% | +$673K |
|
|
WBA
214
DELISTED
Walgreens Boots Alliance
WBA
| $4.08M | 0.06% |
73,697
+59,315
| +412% | +$3.18M |
|
215
Unilever
UL
$137B
| $4.06M | 0.06% |
60,020
+52,819
| +733% | +$3.66M |
|
216
iShares S&P 500 Growth ETF
IVW
$73.8B
| $3.96M | 0.05% |
87,964
+50,540
| +135% | +$2.29M |
|
217
Citigroup
C
$222B
| $3.96M | 0.05% |
57,266
+2,190
| +4% | +$149K |
|
218
iShares Latin America 40 ETF
ILF
$3.85B
| $3.91M | 0.05% |
123,946
+32,568
| +36% | +$1.05M |
|
219
Sherwin-Williams
SHW
$82.7B
| $3.89M | 0.05% |
21,240
+13,047
| +159% | +$2.22M |
|
220
Diageo
DEO
$49B
| $3.81M | 0.05% |
23,281
+1,000
| +4% | +$167K |
|
221
Lowe's Companies
LOW
$117B
| $3.73M | 0.05% |
33,906
+4,639
| +16% | +$490K |
|
222
ING
ING
$99.8B
| $3.73M | 0.05% |
356,535
+186,270
| +109% | +$1.96M |
|
|
RDS.A
223
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $3.68M | 0.05% |
62,567
+13,209
| +27% | +$784K |
|
|
CIZ
224
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
| $3.67M | 0.05% |
117,010
-1,204
| -1% | -$37.5K |
|
225
Vanguard Total Bond Market
BND
$157B
| $3.61M | 0.05% |
42,787
+2,097
| +5% | +$176K |
|
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Rockefeller Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.
- Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
- Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
- Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
- Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
- Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.
Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.