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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+12.19%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.02B
AUM Growth
+$1.31B
(+23%)
Cap. Flow
+$650M
Cap. Flow
% of AUM
9.26%
Top 10 Holdings %
Top 10 Hldgs %
28.08%
Holding
1,957
New
1,047
Increased
658
Reduced
132
Closed
26
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$135M |
| 2 |
TE Connectivity
TEL
|
+$68.3M |
| 3 |
CVET
Covetrus, Inc. Common Stock
CVET
|
+$48.5M |
| 4 |
Cemex
CX
|
+$22M |
| 5 |
Comcast
CMCSA
|
+$18.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Mortgage-Backed Securities ETF
VMBS
|
+$53.1M |
| 2 |
NCR Voyix
VYX
|
+$42M |
| 3 |
BP
BP
|
+$31.3M |
| 4 |
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
|
+$27.4M |
| 5 |
Charter Communications
CHTR
|
+$26.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 18.75% |
| 2 | Financials | 15.82% |
| 3 | Technology | 12.61% |
| 4 | Communication Services | 11.92% |
| 5 | Consumer Discretionary | 10.93% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Union Pacific
UNP
$174B
| $3.18M | 0.05% |
19,001
-10,149
| -35% | -$1.63M |
|
202
Vanguard Total Bond Market
BND
$157B
| $3.16M | 0.05% |
+38,955
| New | +$3.11M |
|
203
Starbucks
SBUX
$120B
| $3.13M | 0.04% |
42,095
+14,982
| +55% | +$1.03M |
|
|
CEY
204
DELISTED
VictoryShares Emerging Market High Div Volatility Wtd ETF
CEY
| $3.11M | 0.04% |
+129,109
| New | +$3.12M |
|
205
American Electric Power
AEP
$69.6B
| $3.09M | 0.04% |
36,886
+29,259
| +384% | +$2.33M |
|
206
Duke Energy
DUK
$97.8B
| $3.06M | 0.04% |
33,958
+22,889
| +207% | +$2.02M |
|
207
Western Midstream Partners
WES
$19.2B
| $3.05M | 0.04% |
+97,116
| New | +$3.08M |
|
208
Canadian National Railway
CNI
$76.9B
| $3.03M | 0.04% |
33,877
+538
| +2% | +$45.2K |
|
209
iShares US Home Construction ETF
ITB
$2.26B
| $3M | 0.04% |
85,272
+13,962
| +20% | +$474K |
|
210
Energy Transfer Partners
ET
$70.1B
| $2.98M | 0.04% |
193,675
+72,095
| +59% | +$1.07M |
|
211
3M
MMM
$90.9B
| $2.97M | 0.04% |
17,073
+5,501
| +48% | +$926K |
|
212
Sony
SONY
$137B
| $2.96M | 0.04% |
351,020
+201,945
| +135% | +$1.89M |
|
|
BNY
213
Bank of New York Mellon
BNY
$106B
| $2.84M | 0.04% |
56,348
+4,176
| +8% | +$215K |
|
214
Vanguard Information Technology ETF
VGT
$139B
| $2.82M | 0.04% |
112,400
+111,952
| +24,989% | +$2.6M |
|
|
AGN
215
DELISTED
Allergan plc
AGN
| $2.8M | 0.04% |
19,152
+7,068
| +58% | +$1.02M |
|
216
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
| $2.79M | 0.04% |
33,263
+33,171
| +36,055% | +$2.73M |
|
217
Estee Lauder
EL
$30.4B
| $2.74M | 0.04% |
16,577
+7,976
| +93% | +$1.17M |
|
218
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
| $2.73M | 0.04% |
30,652
+468
| +2% | +$41.4K |
|
219
Humana
HUM
$43.7B
| $2.73M | 0.04% |
10,248
+2,894
| +39% | +$834K |
|
220
United Parcel Service
UPS
$88.6B
| $2.72M | 0.04% |
24,339
+11,204
| +85% | +$1.19M |
|
221
Amgen
AMGN
$208B
| $2.69M | 0.04% |
14,163
+12,396
| +702% | +$2.37M |
|
222
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
| $2.69M | 0.04% |
24,424
+12,840
| +111% | +$1.38M |
|
223
Tyler Technologies
TYL
$12.7B
| $2.6M | 0.04% |
12,737
-782
| -6% | -$155K |
|
224
Simon Property Group
SPG
$74.4B
| $2.59M | 0.04% |
14,222
+12,272
| +629% | +$2.18M |
|
225
Xylem
XYL
$27.3B
| $2.56M | 0.04% |
32,460
+820
| +3% | +$59.8K |
|
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Rockefeller Capital Management's Q1 2019 Portfolio in Review
As of Q1 2019, Rockefeller Capital Management held 1,957 positions worth $7.02B, up 23% from $5.71B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $650M of net new capital in Q1 2019, opening 1,047 new positions and adding to 658 existing holdings. Its largest new stake was Covetrus, Inc. Common Stock: 1,367,687 shares worth $43.6M.
By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 21% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was Vanguard Mortgage-Backed Securities ETF, an estimated $53.1M trimmed.
- Rockefeller Capital Management's largest Q1 2019 buy was Covetrus, Inc. Common Stock: 1,367,687 shares worth $43.6M.
- Rockefeller Capital Management added most to Apple in Q1 2019, an estimated $135M increase.
- Rockefeller Capital Management's biggest Q1 2019 reduction was Vanguard Mortgage-Backed Securities ETF, cutting an estimated $53.1M.
- Rockefeller Capital Management fully exited iShares MSCI South Korea ETF in Q1 2019, selling an estimated $2.61M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.02B portfolio in Q1 2019.
- Rockefeller Capital Management opened 1,047 new positions and closed 26 in Q1 2019.
- Rockefeller Capital Management's portfolio value rose 23% quarter-over-quarter to $7.02B.
Based on Rockefeller Capital Management's 13F filing for Q1 2019, filed 10 May 2019.