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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MORT icon
2201
VanEck Mortgage REIT Income ETF
MORT
$366M
$71K ﹤0.01%
6,104
+69
+1% +$829
SPB icon
2202
Spectrum Brands
SPB
$1.99B
$71K ﹤0.01%
1,178
-412
-26% -$20.8K
TS icon
2203
Tenaris
TS
$27.3B
$71K ﹤0.01%
2,073
– –
ASTH icon
2204
Astrana Health
ASTH
$1.84B
$71K ﹤0.01%
2,427
– –
EOT
2205
Eaton Vance National Municipal Opportunities Trust
EOT
$272M
$70K ﹤0.01%
4,295
-1,983
-32% -$32.6K
GLPI icon
2206
Gaming and Leisure Properties
GLPI
$12.4B
$70K ﹤0.01%
1,378
+378
+38% +$18.9K
HIW icon
2207
Highwoods Properties
HIW
$3.39B
$70K ﹤0.01%
2,555
-262
-9% -$7.28K
INDB icon
2208
Independent Bank
INDB
$3.95B
$70K ﹤0.01%
837
-1,682
-67% -$143K
KTB icon
2209
Kontoor Brands
KTB
$4.26B
$70K ﹤0.01%
1,770
-809
-31% -$31.5K
PBH icon
2210
Prestige Consumer Healthcare
PBH
$2.52B
$70K ﹤0.01%
1,128
+524
+87% +$30K
PDD icon
2211
Pinduoduo
PDD
$132B
$70K ﹤0.01%
861
– –
PJP icon
2212
Invesco Pharmaceuticals ETF
PJP
$500M
$70K ﹤0.01%
898
+100
+13% +$7.69K
STNE icon
2213
StoneCo
STNE
$2.54B
$70K ﹤0.01%
7,467
– –
SDC
2214
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$70K ﹤0.01%
200,750
-242,500
-55% -$160K
CCCC icon
2215
C4 Therapeutics
CCCC
$404M
$69K ﹤0.01%
11,859
– –
FYC icon
2216
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.4B
$69K ﹤0.01%
1,249
– –
OPP
2217
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
$69K ﹤0.01%
8,096
+1,518
+23% +$13.7K
THQ
2218
abrdn Healthcare Opportunities Fund
THQ
$804M
$69K ﹤0.01%
3,500
– –
BWX icon
2219
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$68K ﹤0.01%
3,061
-52
-2% -$1.13K
FWRD icon
2220
Forward Air
FWRD
$643M
$68K ﹤0.01%
653
+185
+40% +$19.4K
HIX
2221
Western Asset High Income Fund II
HIX
$355M
$68K ﹤0.01%
14,111
– –
JWN
2222
DELISTED
Nordstrom
JWN
$68K ﹤0.01%
4,307
+82
+2% +$1.57K
REAL icon
2223
The RealReal
REAL
$1.5B
$68K ﹤0.01%
55,127
+5
+0% +$7
SJNK icon
2224
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$68K ﹤0.01%
2,819
– –
BPRN icon
2225
Princeton Bancorp
BPRN
$286M
$67K ﹤0.01%
2,123
+16
+0.8% +$500
87 88
89
90 91

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.