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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PV.U
2201
DELISTED
Primavera Capital Acquisition Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
PV.U
$44K ﹤0.01%
+4,500
New +$45.5K
AMX icon
2202
America Movil
AMX
$71.2B
$43K ﹤0.01%
2,489
+569
+30% +$9.81K
ASAN icon
2203
Asana
ASAN
$2.13B
$43K ﹤0.01%
415
+237
+133% +$19.7K
BILI icon
2204
Bilibili
BILI
$7.84B
$43K ﹤0.01%
661
-39,091
-98% -$3.35M
CMC icon
2205
Commercial Metals
CMC
$8.31B
$43K ﹤0.01%
1,436
+33
+2% +$1.05K
GDS icon
2206
GDS Holdings
GDS
$6.41B
$43K ﹤0.01%
772
-2,420
-76% -$149K
PBR icon
2207
Petrobras
PBR
$116B
$43K ﹤0.01%
4,229
+100
+2% +$1.06K
PEZ icon
2208
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.9M
$43K ﹤0.01%
500
– –
ZY
2209
DELISTED
Zymergen Inc. Common Stock
ZY
$43K ﹤0.01%
3,300
+100
+3% +$2.12K
ABG icon
2210
Asbury Automotive
ABG
$3.85B
$42K ﹤0.01%
220
– –
CC icon
2211
Chemours
CC
$2.37B
$42K ﹤0.01%
1,475
+157
+12% +$5.08K
COTY icon
2212
Coty
COTY
$2.48B
$42K ﹤0.01%
5,685
– –
JHG
2213
DELISTED
Janus Henderson
JHG
$42K ﹤0.01%
1,037
+390
+60% +$16.2K
KGC icon
2214
Kinross Gold
KGC
$32.8B
$42K ﹤0.01%
7,875
+3,600
+84% +$21.6K
LAZR
2215
DELISTED
Luminar Technologies
LAZR
$42K ﹤0.01%
183
-57
-24% -$15.1K
LPRO
2216
DELISTED
Open Lending Corp
LPRO
$42K ﹤0.01%
1,170
– –
NUV icon
2217
Nuveen Municipal Value Fund
NUV
$1.91B
$42K ﹤0.01%
3,769
+2,856
+313% +$33.2K
PEJ icon
2218
Invesco Leisure and Entertainment ETF
PEJ
$308M
$42K ﹤0.01%
851
+151
+22% +$7.49K
RS icon
2219
Reliance Steel & Aluminium
RS
$21.6B
$42K ﹤0.01%
299
-478
-62% -$71.9K
SPYM
2220
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$42K ﹤0.01%
850
– –
PV.WS
2221
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$42K ﹤0.01%
49,700
+16,500
+50% +$15.4K
CAKE icon
2222
Cheesecake Factory
CAKE
$5.33B
$41K ﹤0.01%
884
-181
-17% -$8.5K
CPNG icon
2223
Coupang
CPNG
$29.2B
$41K ﹤0.01%
1,501
+1,300
+647% +$44.9K
CWT icon
2224
California Water Service
CWT
$3.12B
$41K ﹤0.01%
723
+17
+2% +$1.05K
GGT
2225
Gabelli Multimedia Trust
GGT
$174M
$41K ﹤0.01%
4,628
– –
87 88
89
90 91

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.