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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KDP icon
2201
Keurig Dr Pepper
KDP
$39.9B
$11K ﹤0.01%
398
+103
+35% +$3.05K
LCII icon
2202
LCI Industries
LCII
$2.55B
$11K ﹤0.01%
91
-191
-68% -$23.5K
MLKN icon
2203
MillerKnoll
MLKN
$1.64B
$11K ﹤0.01%
344
– –
POWW icon
2204
Outdoor Holding Co
POWW
$297M
$11K ﹤0.01%
+3,500
New +$11.2K
PSN icon
2205
Parsons
PSN
$4.93B
$11K ﹤0.01%
+322
New +$10.8K
PTMC icon
2206
Pacer Trendpilot US Mid Cap ETF
PTMC
$403M
$11K ﹤0.01%
354
– –
RCI icon
2207
Rogers Communications
RCI
$18.7B
$11K ﹤0.01%
245
– –
SPEM icon
2208
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$11K ﹤0.01%
270
– –
SPSC icon
2209
SPS Commerce
SPSC
$2.69B
$11K ﹤0.01%
104
+29
+39% +$2.72K
STEM icon
2210
Stem
STEM
$50.9M
$11K ﹤0.01%
+29
New +$7.31K
TNDM icon
2211
Tandem Diabetes Care
TNDM
$1.59B
$11K ﹤0.01%
118
-19,101
-99% -$1.97M
TRST
2212
Trustco Bank Corp NY
TRST
$931M
$11K ﹤0.01%
337
– –
TTMI icon
2213
TTM Technologies
TTMI
$13.7B
$11K ﹤0.01%
849
+78
+10% +$998
CTEV
2214
Claritev Corp
CTEV
$581M
$11K ﹤0.01%
+34
New +$11.3K
AQUA
2215
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$11K ﹤0.01%
414
+41
+11% +$1.02K
SKINW
2216
DELISTED
The Beauty Health Company Warrant expiring 5/4/2026
SKINW
$11K ﹤0.01%
+4,332
New +$9.68K
PRAH
2217
DELISTED
PRA Health Sciences, Inc.
PRAH
$11K ﹤0.01%
+88
New +$9.84K
QEP
2218
DELISTED
QEP RESOURCES, INC.
QEP
$11K ﹤0.01%
4,800
-300
-6% -$444
NID
2219
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$11K ﹤0.01%
839
– –
ACIW icon
2220
ACI Worldwide
ACIW
$5.34B
$10K ﹤0.01%
284
-685
-71% -$23K
ADAP
2221
DELISTED
Adaptimmune Therapeutics
ADAP
$10K ﹤0.01%
2,000
-339
-14% -$1.84K
AFB
2222
AllianceBernstein National Municipal Income Fund
AFB
$316M
$10K ﹤0.01%
+732
New +$10.1K
AZUL
2223
DELISTED
Azul
AZUL
$10K ﹤0.01%
451
+51
+13% +$914
BBRE icon
2224
JPMorgan BetaBuilders MSCI US REIT ETF
BBRE
$1.25B
$10K ﹤0.01%
137
– –
BCC icon
2225
Boise Cascade
BCC
$2.96B
$10K ﹤0.01%
225
+9
+4% +$391
87 88
89
90 91

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.