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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPAC icon
2201
Enerpac Tool Group
EPAC
$1.89B
$5K ﹤0.01%
279
– –
ESGR
2202
DELISTED
Enstar Group
ESGR
$5K ﹤0.01%
34
– –
OPPE
2203
WisdomTree European Opportunities Fund
OPPE
$295M
$5K ﹤0.01%
211
– –
EVR icon
2204
Evercore
EVR
$11.5B
$5K ﹤0.01%
80
+29
+57% +$1.76K
EYPT icon
2205
EyePoint Inc
EYPT
$1.13B
$5K ﹤0.01%
1,000
– –
FCPT icon
2206
Four Corners Property Trust
FCPT
$2.69B
$5K ﹤0.01%
205
+56
+38% +$1.39K
FEM icon
2207
First Trust Emerging Markets AlphaDEX Fund
FEM
$785M
$5K ﹤0.01%
239
– –
FSP
2208
Franklin Street Properties
FSP
$45.3M
$5K ﹤0.01%
1,548
– –
FVRR icon
2209
Fiverr
FVRR
$327M
$5K ﹤0.01%
+41
New +$4.4K
GALT icon
2210
Galectin Therapeutics
GALT
$315M
$5K ﹤0.01%
2,000
– –
GCV
2211
Gabelli Convertible and Income Securities Fund
GCV
$94.9M
$5K ﹤0.01%
1,000
– –
GRMN
2212
Garmin
GRMN
$60.4B
$5K ﹤0.01%
54
-11
-17% -$1.1K
GRP.U
2213
DELISTED
Granite Real Estate Investment Trust
GRP.U
$5K ﹤0.01%
100
-1
-1% -$57
HR icon
2214
Healthcare Realty
HR
$6.73B
$5K ﹤0.01%
214
+105
+96% +$2.75K
HST icon
2215
Host Hotels & Resorts
HST
$15.5B
$5K ﹤0.01%
583
-29
-5% -$320
IGOV icon
2216
iShares International Treasury Bond ETF
IGOV
$1.53B
$5K ﹤0.01%
97
– –
BRSL
2217
Brightstar Lottery PLC
BRSL
$2.02B
$5K ﹤0.01%
503
+35
+7% +$375
IHD
2218
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$5K ﹤0.01%
794
+20
+3% +$131
IPAY icon
2219
Amplify Mobile Payments ETF
IPAY
$182M
$5K ﹤0.01%
+100
New +$5.34K
IX icon
2220
ORIX
IX
$43.3B
$5K ﹤0.01%
430
+295
+219% +$3.63K
MCRB icon
2221
Seres Therapeutics
MCRB
$50.2M
$5K ﹤0.01%
+10
New +$3.33K
MXI icon
2222
iShares Global Materials ETF
MXI
$363M
$5K ﹤0.01%
79
-949
-92% -$65.3K
NANR icon
2223
State Street SPDR S&P North American Natural Resources ETF
NANR
$807M
$5K ﹤0.01%
+182
New +$5.48K
NAUT icon
2224
Nautilus Biotechnolgy
NAUT
$110M
$5K ﹤0.01%
+500
New +$5.33K
NMR icon
2225
Nomura Holdings
NMR
$28.7B
$5K ﹤0.01%
+1,222
New +$5.93K
87 88
89
90 91

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.