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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFLT icon
2176
PennantPark Floating Rate Capital
PFLT
$726M
$75K ﹤0.01%
6,855
– –
QTRX icon
2177
Quanterix
QTRX
$114M
$75K ﹤0.01%
5,447
+35
+0.6% +$403
VIOV icon
2178
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.89B
$75K ﹤0.01%
962
-96
-9% -$7.65K
MVPS
2179
DELISTED
Amplify Thematic All-Stars ETF
MVPS
$75K ﹤0.01%
5,129
-343
-6% -$5.4K
DIN icon
2180
Dine Brands
DIN
$442M
$74K ﹤0.01%
1,159
-48
-4% -$3.34K
SPRU icon
2181
Spruce Power Holding Corp
SPRU
$40.8M
$74K ﹤0.01%
10,088
– –
FSR
2182
DELISTED
Fisker Inc.
FSR
$74K ﹤0.01%
10,214
+350
+4% +$2.6K
ACRE
2183
Ares Commercial Real Estate
ACRE
$255M
$73K ﹤0.01%
7,108
-417,343
-98% -$4.8M
PFM icon
2184
Invesco Dividend Achievers ETF
PFM
$809M
$73K ﹤0.01%
2,000
– –
TPR icon
2185
Tapestry
TPR
$32.8B
$73K ﹤0.01%
1,940
+399
+26% +$13.7K
TXRH icon
2186
Texas Roadhouse
TXRH
$13.6B
$73K ﹤0.01%
809
+771
+2,029% +$74.1K
UAA icon
2187
Under Armour
UAA
$2.42B
$73K ﹤0.01%
7,224
-530
-7% -$4.58K
VSDA icon
2188
VictoryShares Dividend Accelerator ETF
VSDA
$251M
$73K ﹤0.01%
1,652
-695
-30% -$30.5K
MTTR
2189
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$73K ﹤0.01%
26,095
+7,761
+42% +$24.8K
TWCB
2190
DELISTED
Bilander Acquisition Corp. Class A Common Stock
TWCB
$73K ﹤0.01%
7,400
-12,400
-63% -$121K
IIM icon
2191
Invesco Value Municipal Income Trust
IIM
$595M
$72K ﹤0.01%
6,050
-13,000
-68% -$152K
LTC
2192
LTC Properties
LTC
$2.12B
$72K ﹤0.01%
2,048
+1
+0% +$38
OTLY
2193
Oatly Group
OTLY
$424M
$72K ﹤0.01%
2,081
-16
-0.8% -$611
NWLI
2194
DELISTED
National Western Life Group, Inc. Class A
NWLI
$72K ﹤0.01%
258
+208
+416% +$44.4K
AADR icon
2195
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.8M
$71K ﹤0.01%
1,497
+233
+18% +$11.1K
AIA icon
2196
iShares Asia 50 ETF
AIA
$4.91B
$71K ﹤0.01%
1,254
– –
CLH icon
2197
Clean Harbors
CLH
$16.4B
$71K ﹤0.01%
625
– –
FEP icon
2198
First Trust Europe AlphaDEX Fund
FEP
$530M
$71K ﹤0.01%
2,236
+1,023
+84% +$31K
HST icon
2199
Host Hotels & Resorts
HST
$15.5B
$71K ﹤0.01%
4,435
+181
+4% +$3.17K
JACK icon
2200
Jack in the Box
JACK
$336M
$71K ﹤0.01%
1,042
-170
-14% -$13.1K
86 87
88
89 90

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.