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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NM
2176
DELISTED
Navios Maritime Holdings Inc.
NM
$55K ﹤0.01%
14,937
+3,000
+25% +$14.8K
TRTN
2177
DELISTED
Triton International Limited
TRTN
$55K ﹤0.01%
922
+153
+20% +$8.91K
SDIG
2178
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
$55K ﹤0.01%
+432
New +$90.4K
IBDQ
2179
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$54K ﹤0.01%
2,056
– –
ITT icon
2180
ITT
ITT
$19.1B
$54K ﹤0.01%
545
+94
+21% +$9.19K
JMUB icon
2181
JPMorgan Municipal ETF
JMUB
$8.51B
$54K ﹤0.01%
1,000
– –
NIE
2182
Virtus Equity & Convertible Income Fund
NIE
$732M
$54K ﹤0.01%
1,798
-201
-10% -$6.18K
PBF icon
2183
PBF Energy
PBF
$7.31B
$54K ﹤0.01%
4,244
-2,000
-32% -$27.7K
PDSB icon
2184
PDS Biotechnology
PDSB
$43.4M
$54K ﹤0.01%
6,685
– –
SHLS icon
2185
Shoals Technologies Group
SHLS
$1.5B
$54K ﹤0.01%
2,257
+12
+0.5% +$345
SPTS icon
2186
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$54K ﹤0.01%
1,793
-4,090
-70% -$125K
UTHR icon
2187
United Therapeutics
UTHR
$23.1B
$54K ﹤0.01%
254
+180
+243% +$35.3K
COMS
2188
DELISTED
COMSovereign Holding Corp. Common Stock
COMS
$54K ﹤0.01%
721
– –
MIC
2189
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$54K ﹤0.01%
15,000
– –
IBDN
2190
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$54K ﹤0.01%
2,168
-10,083
-82% -$254K
CWT icon
2191
California Water Service
CWT
$3.12B
$53K ﹤0.01%
744
+21
+3% +$1.35K
ESTC icon
2192
Elastic
ESTC
$7.81B
$53K ﹤0.01%
436
-480
-52% -$72.5K
PBA icon
2193
Pembina Pipeline
PBA
$27.6B
$53K ﹤0.01%
1,764
+764
+76% +$24.3K
RPG icon
2194
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$53K ﹤0.01%
1,270
– –
AIT icon
2195
Applied Industrial Technologies
AIT
$13.3B
$52K ﹤0.01%
509
+141
+38% +$14.1K
ASAN icon
2196
Asana
ASAN
$2.13B
$52K ﹤0.01%
707
+292
+70% +$30.9K
BCRX icon
2197
BioCryst Pharmaceuticals
BCRX
$2.4B
$52K ﹤0.01%
3,800
– –
CNQ icon
2198
Canadian Natural Resources
CNQ
$93.8B
$52K ﹤0.01%
2,532
+45
+2% +$911
EXEL icon
2199
Exelixis
EXEL
$13.4B
$52K ﹤0.01%
2,857
– –
FPH icon
2200
Five Point Holdings
FPH
$375M
$52K ﹤0.01%
8,000
– –
86 87
88
89 90

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.