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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XONE
2176
DELISTED
The ExOne Company
XONE
$46K ﹤0.01%
2,000
– –
BTG icon
2177
B2Gold
BTG
$6.64B
$45K ﹤0.01%
13,385
– –
CUBE icon
2178
CubeSmart
CUBE
$9.41B
$45K ﹤0.01%
947
-50
-5% -$2.52K
EHC icon
2179
Encompass Health
EHC
$12.4B
$45K ﹤0.01%
758
-502
-40% -$31.6K
FIGS icon
2180
FIGS
FIGS
$2.37B
$45K ﹤0.01%
+1,224
New +$49.4K
HYLN icon
2181
Hyliion Holdings
HYLN
$690M
$45K ﹤0.01%
5,450
-7,500
-58% -$69.1K
ICVT icon
2182
iShares Convertible Bond ETF
ICVT
$7.46B
$45K ﹤0.01%
461
-1,093
-70% -$110K
NCNO icon
2183
nCino
NCNO
$2.1B
$45K ﹤0.01%
+639
New +$42.6K
VYX icon
2184
NCR Voyix
VYX
$1.14B
$45K ﹤0.01%
1,892
+27
+1% +$703
WIW
2185
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$45K ﹤0.01%
3,441
+8
+0.2% +$106
RTL
2186
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$45K ﹤0.01%
+5,718
New +$48.3K
UNVR
2187
DELISTED
Univar Solutions Inc.
UNVR
$45K ﹤0.01%
1,959
+12
+0.6% +$284
AZPN
2188
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$45K ﹤0.01%
371
+361
+3,610% +$43.8K
BNDW icon
2189
Vanguard Total World Bond ETF
BNDW
$1.89B
$44K ﹤0.01%
+552
New +$44.6K
CNQ icon
2190
Canadian Natural Resources
CNQ
$93.8B
$44K ﹤0.01%
2,487
-225
-8% -$3.71K
EDIV icon
2191
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.23B
$44K ﹤0.01%
1,500
– –
GFI icon
2192
Gold Fields
GFI
$36.5B
$44K ﹤0.01%
5,485
+2,375
+76% +$21.3K
GGZ
2193
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$44K ﹤0.01%
2,820
– –
IPG
2194
DELISTED
Interpublic Group of Companies
IPG
$44K ﹤0.01%
1,263
-799
-39% -$28.6K
TCBI icon
2195
Texas Capital Bancshares
TCBI
$4.32B
$44K ﹤0.01%
741
-44
-6% -$2.74K
WAL icon
2196
Western Alliance Bancorporation
WAL
$8.87B
$44K ﹤0.01%
405
+1
+0.2% +$97
WIP icon
2197
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$476M
$44K ﹤0.01%
815
+18
+2% +$1.02K
SPWR
2198
DELISTED
SunPower Corporation Common Stock
SPWR
$44K ﹤0.01%
1,972
+1,825
+1,241% +$42.7K
FEI
2199
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$44K ﹤0.01%
6,139
-3,191
-34% -$23.5K
CLVS
2200
DELISTED
Clovis Oncology, Inc.
CLVS
$44K ﹤0.01%
10,000
-7,800
-44% -$37.6K
86 87
88
89 90

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.