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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TREE icon
2176
LendingTree
TREE
$453M
$6K ﹤0.01%
+22
New +$6.99K
TSE
2177
DELISTED
Trinseo
TSE
$6K ﹤0.01%
271
– –
UBS icon
2178
UBS Group
UBS
$177B
$6K ﹤0.01%
583
+339
+139% +$4.06K
UCTT
2179
Ultra Clean Holdings
UCTT
$3.72B
$6K ﹤0.01%
300
– –
VGIT icon
2180
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
$6K ﹤0.01%
85
-645
-88% -$45.5K
VIPS icon
2181
Vipshop
VIPS
$7.4B
$6K ﹤0.01%
+436
New +$8.54K
VVV icon
2182
Valvoline
VVV
$4.3B
$6K ﹤0.01%
331
+107
+48% +$2.21K
WLDN icon
2183
Willdan Group
WLDN
$1.25B
$6K ﹤0.01%
242
+89
+58% +$2.4K
YETI icon
2184
Yeti Holdings
YETI
$3.99B
$6K ﹤0.01%
+150
New +$7.11K
TUP
2185
DELISTED
Tupperware Brands Corporation
TUP
$6K ﹤0.01%
339
– –
CTT
2186
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$6K ﹤0.01%
699
– –
WIFI
2187
DELISTED
Boingo Wireless, Inc.
WIFI
$6K ﹤0.01%
613
+228
+59% +$2.96K
VSTO
2188
DELISTED
Vista Outdoor Inc.
VSTO
$6K ﹤0.01%
300
+100
+50% +$1.83K
NBO
2189
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$6K ﹤0.01%
555
– –
AGO icon
2190
Assured Guaranty
AGO
$3.34B
$5K ﹤0.01%
244
-1
-0.4% -$22
AVNS
2191
DELISTED
Avanos Medical
AVNS
$5K ﹤0.01%
157
-125
-44% -$3.99K
AVY icon
2192
Avery Dennison
AVY
$13.5B
$5K ﹤0.01%
40
-93
-70% -$11K
AXTA icon
2193
Axalta
AXTA
$8.01B
$5K ﹤0.01%
262
-196
-43% -$4.54K
AZUL
2194
DELISTED
Azul
AZUL
$5K ﹤0.01%
400
– –
BFS
2195
Saul Centers
BFS
$839M
$5K ﹤0.01%
200
– –
BKF icon
2196
iShares MSCI BIC ETF
BKF
$78.8M
$5K ﹤0.01%
126
– –
CARG icon
2197
CarGurus
CARG
$3.35B
$5K ﹤0.01%
268
+188
+235% +$4.81K
CRBN icon
2198
iShares Low Carbon Optimized MSCI ACWI ETF
CRBN
$1.18B
$5K ﹤0.01%
41
– –
DXC icon
2199
DXC Technology
DXC
$1.74B
$5K ﹤0.01%
330
+56
+20% +$1.02K
EMF
2200
Templeton Emerging Markets Fund
EMF
$324M
$5K ﹤0.01%
390
– –
86 87
88
89 90

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.