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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPG icon
2176
Dorian LPG
LPG
$1.96B
$2K ﹤0.01%
222
-1,378
-86% -$16.3K
MFA
2177
MFA Financial
MFA
$933M
$2K ﹤0.01%
254
+227
+841% +$6.04K
MLI icon
2178
Mueller Industries
MLI
$15.2B
$2K ﹤0.01%
+396
New +$2.85K
MUFG icon
2179
Mitsubishi UFJ Financial
MUFG
$254B
$2K ﹤0.01%
500
– –
NBR icon
2180
Nabors Industries
NBR
$1.21B
$2K ﹤0.01%
+90
New +$8.24K
NGL icon
2181
NGL Energy Partners
NGL
$2.11B
$2K ﹤0.01%
600
– –
NPO icon
2182
Enpro
NPO
$7.05B
$2K ﹤0.01%
+44
New +$2.43K
NTGR icon
2183
NETGEAR
NTGR
$635M
$2K ﹤0.01%
93
– –
NUV icon
2184
Nuveen Municipal Value Fund
NUV
$1.91B
$2K ﹤0.01%
203
+3
+2% +$32
NVRI icon
2185
Enviri
NVRI
$620M
$2K ﹤0.01%
242
– –
ADAM
2186
Adamas Trust
ADAM
$883M
$2K ﹤0.01%
+375
New +$7.9K
OPCH icon
2187
Option Care Health
OPCH
$3.56B
$2K ﹤0.01%
+223
New +$3.27K
OPTN
2188
DELISTED
OptiNose
OPTN
$2K ﹤0.01%
+26
New +$2.62K
OXM icon
2189
Oxford Industries
OXM
$552M
$2K ﹤0.01%
47
– –
PB icon
2190
Prosperity Bancshares
PB
$8.89B
$2K ﹤0.01%
35
-54
-61% -$3.52K
PCG icon
2191
PG&E
PCG
$38.5B
$2K ﹤0.01%
264
– –
PDM
2192
Piedmont Realty Trust
PDM
$1.19B
$2K ﹤0.01%
99
– –
PHM icon
2193
Pultegroup
PHM
$25.3B
$2K ﹤0.01%
73
-969
-93% -$37.4K
PRI icon
2194
Primerica
PRI
$9.89B
$2K ﹤0.01%
23
-94
-80% -$10.7K
P
2195
Everpure Inc
P
$29.9B
$2K ﹤0.01%
145
-712
-83% -$11.5K
QNST icon
2196
QuinStreet
QNST
$1.21B
$2K ﹤0.01%
201
+98
+95% +$1.21K
RDWR icon
2197
Radware
RDWR
$1.19B
$2K ﹤0.01%
+99
New +$2.33K
RIGL icon
2198
Rigel Pharmaceuticals
RIGL
$750M
$2K ﹤0.01%
150
– –
RRC icon
2199
Range Resources
RRC
$8.95B
$2K ﹤0.01%
1,026
– –
RUSHA icon
2200
Rush Enterprises Class A
RUSHA
$6.22B
$2K ﹤0.01%
+158
New +$2.85K
86 87
88
89 90

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.