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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVOG icon
2151
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.71B
$79K ﹤0.01%
934
– –
LPLA icon
2152
LPL Financial
LPLA
$29.2B
$79K ﹤0.01%
367
-369
-50% -$86.3K
SPFF icon
2153
Global X SuperIncome Preferred ETF
SPFF
$142M
$79K ﹤0.01%
8,450
– –
PHT
2154
DELISTED
Pioneer High Income Fund
PHT
$78K ﹤0.01%
12,087
– –
PRNT icon
2155
The 3D Printing ETF
PRNT
$65.1M
$78K ﹤0.01%
3,846
-2,062
-35% -$43.1K
ST icon
2156
Sensata Technologies
ST
$6.76B
$78K ﹤0.01%
1,949
-181
-8% -$7.54K
LHCG
2157
DELISTED
LHC Group LLC
LHCG
$78K ﹤0.01%
488
-60
-11% -$9.91K
CRPT icon
2158
First Trust SkyBridge Crypto Industry and Digital Economy ETF
CRPT
$82M
$77K ﹤0.01%
23,450
– –
NPCT icon
2159
Nuveen Core Plus Impact Fund
NPCT
$282M
$77K ﹤0.01%
7,500
– –
NUW icon
2160
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$77K ﹤0.01%
5,671
– –
RNW icon
2161
ReNew
RNW
$2.24B
$77K ﹤0.01%
14,135
+2,000
+16% +$11.7K
RRX icon
2162
Regal Rexnord
RRX
$11.7B
$77K ﹤0.01%
649
+372
+134% +$48.8K
UBS icon
2163
UBS Group
UBS
$177B
$77K ﹤0.01%
4,188
-2,108
-33% -$35.9K
SVFA
2164
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
$77K ﹤0.01%
7,660
– –
FLV icon
2165
American Century Focused Large Cap Value ETF
FLV
$377M
$76K ﹤0.01%
1,300
+43
+3% +$2.51K
GATX icon
2166
GATX Corp
GATX
$6.22B
$76K ﹤0.01%
718
-15
-2% -$1.56K
KIM icon
2167
Kimco Realty
KIM
$16.1B
$76K ﹤0.01%
3,645
+18
+0.5% +$378
SLRC icon
2168
SLR Investment Corp
SLRC
$705M
$76K ﹤0.01%
5,511
+45
+0.8% +$625
TFLO icon
2169
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
$76K ﹤0.01%
1,519
+147
+11% +$7.42K
AAC.U
2170
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$76K ﹤0.01%
7,500
-1,000
-12% -$10K
ARVN icon
2171
Arvinas
ARVN
$585M
$75K ﹤0.01%
2,202
+182
+9% +$7.66K
BDC icon
2172
Belden
BDC
$5.25B
$75K ﹤0.01%
1,051
-54
-5% -$3.92K
BSCP
2173
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$75K ﹤0.01%
3,745
– –
CXSE icon
2174
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$508M
$75K ﹤0.01%
2,203
-61
-3% -$1.96K
FXY icon
2175
Invesco CurrencyShares Japanese Yen Trust
FXY
$427M
$75K ﹤0.01%
1,057
+750
+244% +$49.6K
85 86
87
88 89

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.