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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEO
2151
Adams Natural Resources Fund
PEO
$725M
$49K ﹤0.01%
3,297
+11
+0.3% +$160
BSJO
2152
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$49K ﹤0.01%
1,992
– –
MDC
2153
DELISTED
M.D.C. Holdings, Inc.
MDC
$49K ﹤0.01%
1,078
-825
-43% -$41.8K
CPE
2154
DELISTED
Callon Petroleum Company
CPE
$49K ﹤0.01%
1,000
+500
+100% +$19.4K
BSJN
2155
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$49K ﹤0.01%
1,974
– –
GSEV
2156
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$49K ﹤0.01%
+5,000
New +$49.3K
NOAC
2157
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
$49K ﹤0.01%
+5,000
New +$48.7K
CBRL icon
2158
Cracker Barrel
CBRL
$1.29B
$48K ﹤0.01%
349
+153
+78% +$21.4K
DOMO icon
2159
Domo
DOMO
$184M
$48K ﹤0.01%
580
-40
-6% -$3.42K
LILAK icon
2160
Liberty Latin America Class C
LILAK
$1.64B
$48K ﹤0.01%
4,087
– –
RPG icon
2161
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$48K ﹤0.01%
1,270
– –
SPB icon
2162
Spectrum Brands
SPB
$2.07B
$48K ﹤0.01%
506
+327
+183% +$27.8K
TREX icon
2163
Trex
TREX
$5.01B
$48K ﹤0.01%
479
+107
+29% +$11.2K
USL icon
2164
United States 12 Month Oil Fund,
USL
$43.3M
$48K ﹤0.01%
+1,800
New +$45.4K
NEUE
2165
DELISTED
NeueHealth
NEUE
$48K ﹤0.01%
+75
New +$66K
KFYP
2166
DELISTED
KraneShares CICC China Leaders 100 Index ETF
KFYP
$48K ﹤0.01%
1,539
– –
GSKY
2167
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$48K ﹤0.01%
4,346
+8
+0.2% +$63
NXQ
2168
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$48K ﹤0.01%
3,126
– –
POWW icon
2169
Outdoor Holding Co
POWW
$247M
$47K ﹤0.01%
7,750
– –
RXRX icon
2170
Recursion Pharmaceuticals
RXRX
$1.73B
$47K ﹤0.01%
2,050
+1,050
+105% +$29.8K
TNL icon
2171
Travel + Leisure Co
TNL
$4.7B
$47K ﹤0.01%
868
+38
+5% +$2.08K
SJR
2172
DELISTED
Shaw Communications Inc.
SJR
$47K ﹤0.01%
1,648
-55
-3% -$1.59K
GVIP icon
2173
Goldman Sachs Hedge Industry VIP ETF
GVIP
$578M
$46K ﹤0.01%
470
+50
+12% +$5.09K
OWL icon
2174
Blue Owl Capital
OWL
$18.5B
$46K ﹤0.01%
3,008
+8
+0.3% +$111
GRNAW
2175
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$46K ﹤0.01%
46,079
+41,079
+822% +$43.1K
85 86
87
88 89

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.