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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
H icon
2151
Hyatt Hotels
H
$16B
$13K ﹤0.01%
187
+12
+7% +$782
KNSA icon
2152
Kiniksa Pharmaceuticals
KNSA
$5.97B
$13K ﹤0.01%
750
– –
LYV icon
2153
Live Nation Entertainment
LYV
$43B
$13K ﹤0.01%
181
+21
+13% +$1.33K
MSTR icon
2154
Strategy Inc
MSTR
$37.4B
$13K ﹤0.01%
+340
New +$7.94K
NNOX icon
2155
Nano X Imaging
NNOX
$73.8M
$13K ﹤0.01%
300
+100
+50% +$4.08K
NOV icon
2156
NOV
NOV
$7.38B
$13K ﹤0.01%
960
-28
-3% -$317
PPT
2157
Franklin Premier Income Trust
PPT
$330M
$13K ﹤0.01%
3,000
– –
SCHE icon
2158
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$13K ﹤0.01%
433
– –
SPSB icon
2159
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$13K ﹤0.01%
434
– –
TNL icon
2160
Travel + Leisure Co
TNL
$4.5B
$13K ﹤0.01%
301
+78
+35% +$3.06K
TSE
2161
DELISTED
Trinseo
TSE
$13K ﹤0.01%
271
– –
TSEM icon
2162
Tower Semiconductor
TSEM
$28.5B
$13K ﹤0.01%
+525
New +$12K
UBS icon
2163
UBS Group
UBS
$177B
$13K ﹤0.01%
1,001
+418
+72% +$5.54K
UDN icon
2164
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
$13K ﹤0.01%
601
– –
VRIG icon
2165
Invesco Variable Rate Investment Grade ETF
VRIG
$1.85B
$13K ﹤0.01%
555
+71
+15% +$1.77K
XP icon
2166
XP
XP
$8.37B
$13K ﹤0.01%
350
– –
SRC
2167
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$13K ﹤0.01%
329
-477
-59% -$17.2K
AUB icon
2168
Atlantic Union Bankshares
AUB
$5.95B
$12K ﹤0.01%
375
– –
AVT icon
2169
Avnet
AVT
$7.99B
$12K ﹤0.01%
363
-24
-6% -$712
CMRC
2170
Commerce.com Inc Series 1
CMRC
$175M
$12K ﹤0.01%
200
– –
BOND icon
2171
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
$12K ﹤0.01%
107
– –
CASY icon
2172
Casey's General Stores
CASY
$31.6B
$12K ﹤0.01%
71
+45
+173% +$8.16K
CMBS icon
2173
iShares CMBS ETF
CMBS
$474M
$12K ﹤0.01%
227
+1
+0.4% +$55
FRPT icon
2174
Freshpet
FRPT
$3.26B
$12K ﹤0.01%
+85
New +$11K
FWRD icon
2175
Forward Air
FWRD
$634M
$12K ﹤0.01%
159
+46
+41% +$3.19K
85 86
87
88 89

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.