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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXJ icon
2151
iShares Global Healthcare ETF
IXJ
$4.24B
$6K ﹤0.01%
95
-901
-90% -$64.6K
JHX icon
2152
James Hardie Industries
JHX
$17.7B
$6K ﹤0.01%
+256
New +$5.51K
MFC icon
2153
Manulife Financial
MFC
$73.3B
$6K ﹤0.01%
445
– –
CALY
2154
Callaway Golf Company
CALY
$3.04B
$6K ﹤0.01%
320
+171
+115% +$3.21K
MYGN icon
2155
Myriad Genetics
MYGN
$311M
$6K ﹤0.01%
495
+100
+25% +$1.27K
NTLA icon
2156
Intellia Therapeutics
NTLA
$1.68B
$6K ﹤0.01%
+325
New +$6.78K
OMEX icon
2157
Odyssey Marine Exploration
OMEX
$51.3M
$6K ﹤0.01%
1,000
– –
PAGP icon
2158
Plains GP Holdings
PAGP
$4.98B
$6K ﹤0.01%
1,021
-5,137
-83% -$39.4K
PARR icon
2159
Par Pacific Holdings
PARR
$3.59B
$6K ﹤0.01%
1,013
– –
PCTY icon
2160
Paylocity
PCTY
$7.73B
$6K ﹤0.01%
40
+10
+33% +$1.41K
PI icon
2161
Impinj
PI
$5.39B
$6K ﹤0.01%
+250
New +$6.6K
POR icon
2162
Portland General Electric
POR
$5.66B
$6K ﹤0.01%
180
-25
-12% -$999
PRK icon
2163
Park National Corp
PRK
$3.63B
$6K ﹤0.01%
74
– –
PRLB icon
2164
Protolabs
PRLB
$2.14B
$6K ﹤0.01%
+54
New +$7.1K
PSMT icon
2165
Pricesmart
PSMT
$5.21B
$6K ﹤0.01%
100
– –
RGR icon
2166
Sturm, Ruger & Co
RGR
$594M
$6K ﹤0.01%
100
– –
RRC icon
2167
Range Resources
RRC
$9.41B
$6K ﹤0.01%
1,026
– –
SBR
2168
Sabine Royalty Trust
SBR
$1.06B
$6K ﹤0.01%
228
– –
SGOL icon
2169
abrdn Physical Gold Shares ETF
SGOL
$7.49B
$6K ﹤0.01%
380
– –
SON icon
2170
Sonoco
SON
$5.72B
$6K ﹤0.01%
131
-5,614
-98% -$297K
ST icon
2171
Sensata Technologies
ST
$6.66B
$6K ﹤0.01%
151
– –
SUPN icon
2172
Supernus Pharmaceuticals
SUPN
$2.74B
$6K ﹤0.01%
315
+64
+25% +$1.45K
TCBI icon
2173
Texas Capital Bancshares
TCBI
$4.32B
$6K ﹤0.01%
216
– –
TGI
2174
DELISTED
Triumph Group
TGI
$6K ﹤0.01%
+1,000
New +$7.42K
TNL icon
2175
Travel + Leisure Co
TNL
$4.5B
$6K ﹤0.01%
223
– –
85 86
87
88 89

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.