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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRNC icon
2151
Cerence
CRNC
$413M
$2K ﹤0.01%
111
-51
-31% -$1.07K
CWT icon
2152
California Water Service
CWT
$3.12B
$2K ﹤0.01%
+41
New +$2.13K
DBVT
2153
DBV Technologies
DBVT
$847M
$2K ﹤0.01%
+40
New +$3.59K
DEA
2154
Easterly Government Properties
DEA
$1.18B
$2K ﹤0.01%
26
– –
EFR
2155
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$2K ﹤0.01%
+225
New +$2.81K
ENOV icon
2156
Enovis
ENOV
$1.53B
$2K ﹤0.01%
59
-71
-55% -$3.9K
EPC icon
2157
Edgewell Personal Care
EPC
$1.31B
$2K ﹤0.01%
+78
New +$2.33K
FC icon
2158
Franklin Covey
FC
$246M
$2K ﹤0.01%
+117
New +$3.35K
FUL icon
2159
H.B. Fuller
FUL
$3.28B
$2K ﹤0.01%
+60
New +$2.52K
FWONA icon
2160
Liberty Media Series A
FWONA
$23.6B
$2K ﹤0.01%
93
-74
-44% -$2.67K
GCC icon
2161
WisdomTree Enhanced Commodity Strategy Fund
GCC
$274M
$2K ﹤0.01%
169
– –
GTLS
2162
DELISTED
Chart Industries
GTLS
$2K ﹤0.01%
+81
New +$4.4K
GUT
2163
Gabelli Utility Trust
GUT
$559M
$2K ﹤0.01%
+405
New +$2.91K
HGV icon
2164
Hilton Grand Vacations
HGV
$3.55B
$2K ﹤0.01%
+125
New +$3.43K
HL icon
2165
Hecla Mining
HL
$11.3B
$2K ﹤0.01%
1,000
– –
HP icon
2166
Helmerich & Payne
HP
$3.71B
$2K ﹤0.01%
108
-7,092
-99% -$250K
HRI icon
2167
Herc Holdings
HRI
$5.61B
$2K ﹤0.01%
+88
New +$3.21K
HRTX icon
2168
Heron Therapeutics
HRTX
$92.9M
$2K ﹤0.01%
+200
New +$3.76K
ICHR icon
2169
Ichor Holdings
ICHR
$2.56B
$2K ﹤0.01%
100
– –
IMCG icon
2170
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.09B
$2K ﹤0.01%
60
– –
INSM icon
2171
Insmed
INSM
$28.6B
$2K ﹤0.01%
+146
New +$3.46K
IVR icon
2172
Invesco Mortgage Capital
IVR
$805M
$2K ﹤0.01%
53
-31
-37% -$4.55K
JWN
2173
DELISTED
Nordstrom
JWN
$2K ﹤0.01%
100
– –
KOS icon
2174
Kosmos Energy
KOS
$1.48B
$2K ﹤0.01%
2,016
– –
KTOS icon
2175
Kratos Defense & Security Solutions
KTOS
$11.4B
$2K ﹤0.01%
156
– –
85 86
87
88 89

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.