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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AR icon
2126
Antero Resources
AR
$10.7B
$51K ﹤0.01%
+2,725
New +$39.8K
ARW icon
2127
Arrow Electronics
ARW
$10.4B
$51K ﹤0.01%
462
+216
+88% +$25K
BPMC
2128
DELISTED
Blueprint Medicines
BPMC
$51K ﹤0.01%
503
+488
+3,253% +$45.4K
DOL icon
2129
WisdomTree True Developed International Fund
DOL
$845M
$51K ﹤0.01%
1,076
+260
+32% +$12.9K
FTEC icon
2130
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
$51K ﹤0.01%
+430
New +$52.7K
GSIE icon
2131
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$51K ﹤0.01%
1,502
+602
+67% +$21.3K
IRBT
2132
DELISTED
iRobot
IRBT
$51K ﹤0.01%
660
+221
+50% +$18.8K
R icon
2133
Ryder
R
$10.1B
$51K ﹤0.01%
623
+504
+424% +$38.8K
TLTE icon
2134
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$347M
$51K ﹤0.01%
846
– –
CBH
2135
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$51K ﹤0.01%
5,000
– –
PVG
2136
DELISTED
PRETIUM RESOURCES INC.
PVG
$51K ﹤0.01%
5,300
– –
DCRNU
2137
DELISTED
Decarbonization Plus Acquisition Corporation II Unit
DCRNU
$51K ﹤0.01%
+5,000
New +$51.4K
AWR icon
2138
American States Water
AWR
$3.46B
$50K ﹤0.01%
600
+7
+1% +$616
BIPC icon
2139
Brookfield Infrastructure
BIPC
$4.85B
$50K ﹤0.01%
1,275
-30
-2% -$1.31K
CMF icon
2140
iShares California Muni Bond ETF
CMF
$4.62B
$50K ﹤0.01%
806
+3
+0.4% +$188
G icon
2141
Genpact
G
$5.76B
$50K ﹤0.01%
1,069
-248
-19% -$12.3K
GBCI icon
2142
Glacier Bancorp
GBCI
$6.35B
$50K ﹤0.01%
919
+799
+666% +$42K
ST icon
2143
Sensata Technologies
ST
$6.79B
$50K ﹤0.01%
932
+863
+1,251% +$49.6K
HR
2144
DELISTED
Healthcare Realty Trust Incorporated
HR
$50K ﹤0.01%
1,691
+4
+0.2% +$123
AENT icon
2145
Alliance Entertainment
AENT
$289M
$49K ﹤0.01%
+5,000
New +$48.6K
BB icon
2146
BlackBerry
BB
$5.26B
$49K ﹤0.01%
5,150
+100
+2% +$1.05K
GALT icon
2147
Galectin Therapeutics
GALT
$348M
$49K ﹤0.01%
12,886
+2,500
+24% +$8.47K
GCV
2148
Gabelli Convertible and Income Securities Fund
GCV
$94.7M
$49K ﹤0.01%
8,069
– –
NVAX icon
2149
Novavax
NVAX
$1.31B
$49K ﹤0.01%
237
-2
-0.8% -$441
PCTY icon
2150
Paylocity
PCTY
$7.98B
$49K ﹤0.01%
175
+92
+111% +$22.1K
84 85
86
87 88

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.