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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDUT
2126
DELISTED
Global X Education ETF
EDUT
$28K ﹤0.01%
+580
New +$32.6K
ZEV
2127
DELISTED
Lightning eMotors, Inc.
ZEV
$28K ﹤0.01%
135
+75
+125% +$20.2K
ANVS icon
2128
Annovis Bio
ANVS
$80.4M
$27K ﹤0.01%
1,000
– –
AWI icon
2129
Armstrong World Industries
AWI
$7.75B
$27K ﹤0.01%
303
-172
-36% -$14.6K
BOC icon
2130
Boston Omaha
BOC
$429M
$27K ﹤0.01%
929
+36
+4% +$1.3K
DAR icon
2131
Darling Ingredients
DAR
$9.99B
$27K ﹤0.01%
378
+304
+411% +$20.9K
ESS icon
2132
Essex Property Trust
ESS
$18.2B
$27K ﹤0.01%
100
– –
FAN icon
2133
First Trust Global Wind Energy ETF
FAN
$277M
$27K ﹤0.01%
+1,225
New +$28.5K
GSG icon
2134
iShares S&P GSCI Commodity-Indexed Trust
GSG
$936M
$27K ﹤0.01%
2,000
– –
JHG
2135
DELISTED
Janus Henderson
JHG
$27K ﹤0.01%
895
-60
-6% -$1.89K
NAT icon
2136
Nordic American Tanker
NAT
$1.33B
$27K ﹤0.01%
8,500
– –
NUSC icon
2137
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
$27K ﹤0.01%
643
+536
+501% +$22.6K
RELL icon
2138
Richardson Electronics
RELL
$292M
$27K ﹤0.01%
+4,250
New +$27K
SAN icon
2139
Banco Santander
SAN
$210B
$27K ﹤0.01%
8,137
+4,070
+100% +$13.8K
TPVG icon
2140
TriplePoint Venture Growth BDC
TPVG
$212M
$27K ﹤0.01%
1,900
– –
XOS icon
2141
Xos
XOS
$37M
$27K ﹤0.01%
+92
New +$29.9K
CACG
2142
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$27K ﹤0.01%
595
+174
+41% +$7.83K
GNOG
2143
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$27K ﹤0.01%
2,000
– –
GSKY
2144
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$27K ﹤0.01%
4,453
-15,970
-78% -$91.6K
ALEC icon
2145
Alector
ALEC
$189M
$26K ﹤0.01%
1,300
-414
-24% -$7.42K
CHDN icon
2146
Churchill Downs
CHDN
$6.02B
$26K ﹤0.01%
236
-88
-27% -$9.69K
CWEN.A
2147
DELISTED
Clearway Energy Class A
CWEN.A
$26K ﹤0.01%
1,000
– –
ES icon
2148
Eversource Energy
ES
$26.8B
$26K ﹤0.01%
308
+62
+25% +$5.26K
HST icon
2149
Host Hotels & Resorts
HST
$15.5B
$26K ﹤0.01%
1,613
+294
+22% +$4.59K
ICLR icon
2150
Icon
ICLR
$12.8B
$26K ﹤0.01%
137
+56
+69% +$11.1K
84 85
86
87 88

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.