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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLSK icon
2126
CleanSpark
CLSK
$2.97B
$14K ﹤0.01%
+500
New +$6.37K
CRNC icon
2127
Cerence
CRNC
$403M
$14K ﹤0.01%
142
-3
-2% -$224
CUBE icon
2128
CubeSmart
CUBE
$9.23B
$14K ﹤0.01%
458
+38
+9% +$1.27K
CYTK icon
2129
Cytokinetics
CYTK
$10.5B
$14K ﹤0.01%
700
+300
+75% +$5.48K
DKS icon
2130
Dick's Sporting Goods
DKS
$19.2B
$14K ﹤0.01%
250
– –
EEFT icon
2131
Euronet Worldwide
EEFT
$2.65B
$14K ﹤0.01%
106
-32
-23% -$3.73K
EXP icon
2132
Eagle Materials
EXP
$6.47B
$14K ﹤0.01%
144
+5
+4% +$465
FLR icon
2133
Fluor
FLR
$7.3B
$14K ﹤0.01%
932
-37
-4% -$524
GBAB
2134
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
$14K ﹤0.01%
582
+9
+2% +$223
GME icon
2135
GameStop
GME
$8.43B
$14K ﹤0.01%
3,016
– –
HMC icon
2136
Honda
HMC
$41.2B
$14K ﹤0.01%
525
+29
+6% +$783
INSP icon
2137
Inspire Medical Systems
INSP
$1.73B
$14K ﹤0.01%
+75
New +$12.3K
KNSL icon
2138
Kinsale Capital Group
KNSL
$8.4B
$14K ﹤0.01%
+74
New +$16.2K
PARR icon
2139
Par Pacific Holdings
PARR
$3.59B
$14K ﹤0.01%
1,013
– –
PBH icon
2140
Prestige Consumer Healthcare
PBH
$2.51B
$14K ﹤0.01%
420
-206
-33% -$7.32K
PFFD icon
2141
Global X US Preferred ETF
PFFD
$2.16B
$14K ﹤0.01%
572
– –
SINT icon
2142
SiNtx Technologies
SINT
$10.8M
– –
0
– –
SWBI icon
2143
Smith & Wesson
SWBI
$636M
$14K ﹤0.01%
+800
New +$13.2K
GTM
2144
ZoomInfo Technologies
GTM
$1.23B
$14K ﹤0.01%
+293
New +$12.6K
AAN
2145
DELISTED
The Aaron's Company Inc
AAN
$14K ﹤0.01%
+774
New +$14.2K
CXO
2146
DELISTED
CONCHO RESOURCES INC.
CXO
$14K ﹤0.01%
256
-78
-23% -$4.11K
BILL icon
2147
BILL Holdings
BILL
$4.91B
$13K ﹤0.01%
+100
New +$11.8K
DVN icon
2148
Devon Energy
DVN
$49.9B
$13K ﹤0.01%
868
-40,089
-98% -$497K
FROG icon
2149
JFrog
FROG
$10.7B
$13K ﹤0.01%
218
+165
+311% +$11.5K
GSSC icon
2150
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.1B
$13K ﹤0.01%
246
– –
84 85
86
87 88

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.