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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVNC
2126
DELISTED
Revance Therapeutics, Inc.
RVNC
$7K ﹤0.01%
314
+115
+58% +$3.02K
ORAN
2127
DELISTED
Orange
ORAN
$7K ﹤0.01%
713
-83
-10% -$960
WTER
2128
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$7K ﹤0.01%
+393
New +$10.2K
AQUA
2129
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$7K ﹤0.01%
373
+305
+449% +$6.08K
TBIO
2130
DELISTED
Translate Bio, Inc. Common Stock
TBIO
$7K ﹤0.01%
521
– –
LMNX
2131
DELISTED
Luminex Corp
LMNX
$7K ﹤0.01%
287
-40
-12% -$1.23K
MTT
2132
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$7K ﹤0.01%
+351
New +$7.12K
MBT
2133
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$7K ﹤0.01%
+899
New +$8.16K
STL
2134
DELISTED
Sterling Bancorp
STL
$7K ﹤0.01%
692
-241
-26% -$2.73K
ACB
2135
Aurora Cannabis
ACB
$179M
$6K ﹤0.01%
148
+71
+92% +$6.75K
ALEX
2136
DELISTED
Alexander & Baldwin
ALEX
$6K ﹤0.01%
539
-356
-40% -$4.27K
BCS icon
2137
Barclays
BCS
$94.2B
$6K ﹤0.01%
1,254
+462
+58% +$2.55K
BIT icon
2138
BlackRock Multi-Sector Income Trust
BIT
$704M
$6K ﹤0.01%
400
– –
CLB icon
2139
Core Laboratories
CLB
$561M
$6K ﹤0.01%
449
– –
DHS icon
2140
WisdomTree US High Dividend Fund
DHS
$1.57B
$6K ﹤0.01%
+100
New +$6.36K
DPG
2141
Duff & Phelps Utility and Infrastructure Fund
DPG
$517M
$6K ﹤0.01%
600
– –
EME icon
2142
Emcor
EME
$35.7B
$6K ﹤0.01%
90
-21
-19% -$1.46K
FBP icon
2143
First Bancorp
FBP
$4.42B
$6K ﹤0.01%
1,260
+1,021
+427% +$5.68K
FEP icon
2144
First Trust Europe AlphaDEX Fund
FEP
$531M
$6K ﹤0.01%
198
– –
FHB icon
2145
First Hawaiian
FHB
$3.32B
$6K ﹤0.01%
463
-59
-11% -$970
FWRD icon
2146
Forward Air
FWRD
$634M
$6K ﹤0.01%
+113
New +$6.2K
GGT
2147
Gabelli Multimedia Trust
GGT
$176M
$6K ﹤0.01%
1,015
– –
GMS
2148
DELISTED
GMS Inc
GMS
$6K ﹤0.01%
250
-289
-54% -$7.08K
HNI icon
2149
HNI Corp
HNI
$3.54B
$6K ﹤0.01%
194
-138
-42% -$4.25K
IAT icon
2150
iShares US Regional Banks ETF
IAT
$678M
$6K ﹤0.01%
+191
New +$6.45K
84 85
86
87 88

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.