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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEN
2126
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$3K ﹤0.01%
809
-25
-3% -$210
IBKC
2127
DELISTED
IBERIABANK Corp
IBKC
$3K ﹤0.01%
91
+1
+1% +$62
NTGN
2128
DELISTED
Neon Therapeutics, Inc. Common Stock
NTGN
$3K ﹤0.01%
1,000
– –
MFGP
2129
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$3K ﹤0.01%
568
-22
-4% -$223
ZGNX
2130
DELISTED
Zogenix, Inc.
ZGNX
$3K ﹤0.01%
127
+125
+6,250% +$4.55K
DISH
2131
DELISTED
DISH Network Corp.
DISH
$3K ﹤0.01%
147
-12
-8% -$389
CKH
2132
DELISTED
Seacor Holdings Inc.
CKH
$3K ﹤0.01%
+125
New +$4.51K
AAT
2133
American Assets Trust
AAT
$1.4B
$2K ﹤0.01%
66
– –
ABEV icon
2134
Ambev
ABEV
$46.4B
$2K ﹤0.01%
998
+753
+307% +$2.72K
AEIS icon
2135
Advanced Energy
AEIS
$13B
$2K ﹤0.01%
+47
New +$2.98K
AIR icon
2136
AAR Corp
AIR
$5.76B
$2K ﹤0.01%
95
+1
+1% +$37
AMBA icon
2137
Ambarella
AMBA
$3.81B
$2K ﹤0.01%
+49
New +$2.81K
ARGX icon
2138
argenx
ARGX
$54.1B
$2K ﹤0.01%
+16
New +$2.34K
AROC icon
2139
Archrock
AROC
$5.8B
$2K ﹤0.01%
548
+446
+437% +$3.22K
EFOR
2140
Everforth Inc
EFOR
$1.32B
$2K ﹤0.01%
50
– –
ATI icon
2141
ATI
ATI
$31B
$2K ﹤0.01%
185
+150
+429% +$2.4K
BFAM icon
2142
Bright Horizons
BFAM
$3.86B
$2K ﹤0.01%
21
-50
-70% -$7.35K
BFH icon
2143
Bread Financial
BFH
$4.38B
$2K ﹤0.01%
85
-50
-37% -$3.4K
BRT
2144
BRT Apartments
BRT
$271M
$2K ﹤0.01%
+240
New +$3.71K
BRSP
2145
BrightSpire Capital
BRSP
$648M
$2K ﹤0.01%
+381
New +$4.18K
BWX icon
2146
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$2K ﹤0.01%
+56
New +$1.59K
CALM icon
2147
Cal-Maine
CALM
$3.99B
$2K ﹤0.01%
+36
New +$1.36K
CASY icon
2148
Casey's General Stores
CASY
$30.9B
$2K ﹤0.01%
+17
New +$2.75K
CNS icon
2149
Cohen & Steers
CNS
$4.3B
$2K ﹤0.01%
+39
New +$2.47K
CNTY icon
2150
Century Casinos
CNTY
$34M
$2K ﹤0.01%
+743
New +$4.82K
84 85
86
87 88

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.