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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAG
2101
DELISTED
MAG Silver
MAG
$54K ﹤0.01%
3,350
+350
+12% +$6.55K
NNY icon
2102
Nuveen New York Municipal Value Fund
NNY
$157M
$54K ﹤0.01%
5,455
– –
PSCI icon
2103
Invesco S&P SmallCap Industrials ETF
PSCI
$196M
$54K ﹤0.01%
602
+1
+0.2% +$92
S icon
2104
SentinelOne
S
$7.34B
$54K ﹤0.01%
+1,015
New +$55.7K
SM icon
2105
SM Energy
SM
$6.87B
$54K ﹤0.01%
2,084
-830
-28% -$16.8K
SUSA icon
2106
iShares ESG Optimized MSCI USA ETF
SUSA
$4.17B
$54K ﹤0.01%
570
+27
+5% +$2.67K
TAK icon
2107
Takeda Pharmaceutical
TAK
$55.7B
$54K ﹤0.01%
3,380
+671
+25% +$11.3K
TGLS icon
2108
Tecnoglass Holdings Inc.
TGLS
$1.96B
$54K ﹤0.01%
2,500
– –
UA icon
2109
Under Armour Class C
UA
$2.53B
$54K ﹤0.01%
3,121
– –
EVA
2110
DELISTED
Enviva Inc.
EVA
$54K ﹤0.01%
1,015
+15
+2% +$807
ALTL icon
2111
Pacer Lunt Large Cap Alternator ETF
ALTL
$92M
$53K ﹤0.01%
+1,300
New +$55.5K
DBMF icon
2112
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.15B
$53K ﹤0.01%
1,911
+934
+96% +$26.4K
MNTS icon
2113
Momentus
MNTS
$92.7M
– –
0
– –
PFXF icon
2114
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$53K ﹤0.01%
2,536
+526
+26% +$11.3K
SCHE icon
2115
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$53K ﹤0.01%
1,757
+97
+6% +$3.03K
SGRY icon
2116
Surgery Partners
SGRY
$2.03B
$53K ﹤0.01%
1,260
– –
WK icon
2117
Workiva
WK
$3.54B
$53K ﹤0.01%
383
+372
+3,382% +$50.4K
KCAC
2118
DELISTED
Kensington Capital Acquisition Corp. II
KCAC
$53K ﹤0.01%
+6,500
New +$64.3K
DBX icon
2119
Dropbox
DBX
$8.12B
$52K ﹤0.01%
1,790
-19
-1% -$590
EAGG icon
2120
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.98B
$52K ﹤0.01%
958
+3
+0.3% +$167
IBKR icon
2121
Interactive Brokers
IBKR
$39.8B
$52K ﹤0.01%
3,408
+3,252
+2,085% +$51.2K
RWT
2122
Redwood Trust
RWT
$594M
$52K ﹤0.01%
4,095
+23
+0.6% +$281
SNN icon
2123
Smith & Nephew
SNN
$12.6B
$52K ﹤0.01%
1,573
+191
+14% +$7.52K
VHC icon
2124
VirnetX Holding Corp
VHC
$63.1M
$52K ﹤0.01%
669
– –
AAN
2125
DELISTED
The Aaron's Company Inc
AAN
$52K ﹤0.01%
1,899
+1,117
+143% +$31.4K
83 84
85
86 87

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.