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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCEP icon
2101
Coca-Cola Europacific Partners
CCEP
$47.9B
$47K ﹤0.01%
820
+84
+11% +$4.9K
CEMB icon
2102
iShares JPMorgan EM Corporate Bond ETF
CEMB
$405M
$47K ﹤0.01%
897
-76
-8% -$3.97K
PD icon
2103
PagerDuty
PD
$902M
$47K ﹤0.01%
1,133
+233
+26% +$9.44K
RCKY icon
2104
Rocky Brands
RCKY
$369M
$47K ﹤0.01%
+860
New +$48.4K
SCHR
2105
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$47K ﹤0.01%
1,684
+34
+2% +$965
SMAR
2106
DELISTED
Smartsheet Inc.
SMAR
$47K ﹤0.01%
668
+22
+3% +$1.37K
TELL
2107
DELISTED
Tellurian Inc.
TELL
$47K ﹤0.01%
10,234
+3,000
+41% +$9.2K
UNVR
2108
DELISTED
Univar Solutions Inc.
UNVR
$47K ﹤0.01%
+1,947
New +$48.8K
AWR icon
2109
American States Water
AWR
$3.46B
$46K ﹤0.01%
593
-13
-2% -$1.03K
CRESY
2110
Cresud
CRESY
$773M
$46K ﹤0.01%
8,047
– –
IDCC icon
2111
InterDigital
IDCC
$8.89B
$46K ﹤0.01%
+640
New +$47.3K
NOV icon
2112
NOV
NOV
$7B
$46K ﹤0.01%
3,004
-155
-5% -$2.41K
PEZ icon
2113
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.9M
$46K ﹤0.01%
+500
New +$44.3K
RPG icon
2114
Invesco S&P 500 Pure Growth ETF
RPG
$2.09B
$46K ﹤0.01%
1,270
+880
+226% +$30.3K
SAR icon
2115
Saratoga Investment
SAR
$322M
$46K ﹤0.01%
1,737
+357
+26% +$9.14K
SLYG icon
2116
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$46K ﹤0.01%
530
+388
+273% +$33.8K
TPR icon
2117
Tapestry
TPR
$32.8B
$46K ﹤0.01%
1,066
+109
+11% +$4.87K
ONEM
2118
DELISTED
1Life Healthcare
ONEM
$46K ﹤0.01%
+1,400
New +$52.8K
CC icon
2119
Chemours
CC
$2.37B
$45K ﹤0.01%
1,318
-811
-38% -$26.9K
CUBE icon
2120
CubeSmart
CUBE
$9.41B
$45K ﹤0.01%
997
+374
+60% +$16.1K
ERII icon
2121
Energy Recovery
ERII
$443M
$45K ﹤0.01%
2,000
+1,000
+100% +$19.7K
ESBA icon
2122
Empire State Realty Series ES
ESBA
$1.34B
$45K ﹤0.01%
3,805
+11
+0.3% +$129
FIVN icon
2123
FIVE9
FIVN
$2.54B
$45K ﹤0.01%
250
-5,993
-96% -$1.03M
GGZ
2124
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$45K ﹤0.01%
2,820
– –
HOMB icon
2125
Home BancShares
HOMB
$6.18B
$45K ﹤0.01%
1,848
+1,567
+558% +$42.3K
83 84
85
86 87

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.