We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
2101
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$29K ﹤0.01%
660
+280
+74% +$12.1K
LGI
2102
Lazard Global Total Return & Income Fund
LGI
$240M
$29K ﹤0.01%
1,560
– –
LGIH icon
2103
LGI Homes
LGIH
$1.32B
$29K ﹤0.01%
200
– –
POWW icon
2104
Outdoor Holding Co
POWW
$297M
$29K ﹤0.01%
5,000
+1,500
+43% +$9.65K
RGEN icon
2105
Repligen
RGEN
$9.21B
$29K ﹤0.01%
151
-26
-15% -$5.33K
ROAD icon
2106
Construction Partners
ROAD
$6.68B
$29K ﹤0.01%
+1,000
New +$30.2K
SAGE
2107
DELISTED
Sage Therapeutics
SAGE
$29K ﹤0.01%
+400
New +$32.8K
THG icon
2108
Hanover Insurance
THG
$7.86B
$29K ﹤0.01%
226
+56
+33% +$6.75K
LBAI
2109
DELISTED
Lakeland Bancorp Inc
LBAI
$29K ﹤0.01%
1,705
– –
ARQT icon
2110
Arcutis Biotherapeutics
ARQT
$3.26B
$28K ﹤0.01%
1,000
– –
BLDP
2111
Ballard Power Systems
BLDP
$769M
$28K ﹤0.01%
1,160
-1,283
-53% -$38.4K
CDE icon
2112
Coeur Mining
CDE
$18.7B
$28K ﹤0.01%
3,125
– –
CW icon
2113
Curtiss-Wright
CW
$25.6B
$28K ﹤0.01%
+239
New +$27.6K
DOYU
2114
DouYu International Holdings
DOYU
$134M
$28K ﹤0.01%
+271
New +$36.7K
ENS icon
2115
EnerSys
ENS
$6.79B
$28K ﹤0.01%
318
+253
+389% +$23.2K
GEF icon
2116
Greif
GEF
$4.97B
$28K ﹤0.01%
500
– –
GMF icon
2117
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$438M
$28K ﹤0.01%
+220
New +$30K
HYEM icon
2118
VanEck Emerging Markets High Yield Bond ETF
HYEM
$525M
$28K ﹤0.01%
+1,216
New +$28.9K
KBR icon
2119
KBR
KBR
$4.83B
$28K ﹤0.01%
741
– –
MAA icon
2120
Mid-America Apartment Communities
MAA
$15.4B
$28K ﹤0.01%
198
-24
-11% -$3.27K
NTRA icon
2121
Natera
NTRA
$45.9B
$28K ﹤0.01%
+276
New +$30.2K
STEM icon
2122
Stem
STEM
$50.9M
$28K ﹤0.01%
54
+25
+86% +$16.1K
USFD icon
2123
US Foods
USFD
$23.9B
$28K ﹤0.01%
740
+182
+33% +$6.58K
VRTS icon
2124
Virtus Investment Partners
VRTS
$1.11B
$28K ﹤0.01%
122
– –
WD icon
2125
Walker & Dunlop
WD
$1.49B
$28K ﹤0.01%
277
+30
+12% +$2.92K
83 84
85
86 87

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.