We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMCR icon
2101
Amcor
AMCR
$21.8B
$15K ﹤0.01%
265
-34
-11% -$1.94K
CABO icon
2102
Cable One
CABO
$203M
$15K ﹤0.01%
7
– –
CBRL icon
2103
Cracker Barrel
CBRL
$1.25B
$15K ﹤0.01%
118
+28
+31% +$3.6K
CDW icon
2104
CDW
CDW
$17.1B
$15K ﹤0.01%
117
-215
-65% -$28.1K
CELH icon
2105
Celsius Holdings
CELH
$6.89B
$15K ﹤0.01%
+900
New +$8.99K
CSV icon
2106
Carriage Services
CSV
$544M
$15K ﹤0.01%
500
– –
CTMX icon
2107
CytomX Therapeutics
CTMX
$750M
$15K ﹤0.01%
2,349
– –
ETJ
2108
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$15K ﹤0.01%
+1,530
New +$15.3K
FNDC icon
2109
Schwab Fundamental International Small Company Index ETF
FNDC
$3.14B
$15K ﹤0.01%
439
– –
FV icon
2110
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$15K ﹤0.01%
380
-400
-51% -$15K
ICLR icon
2111
Icon
ICLR
$12.8B
$15K ﹤0.01%
81
-87
-52% -$17K
LNTH icon
2112
Lantheus
LNTH
$6.59B
$15K ﹤0.01%
1,112
– –
MGY icon
2113
Magnolia Oil & Gas
MGY
$6.16B
$15K ﹤0.01%
2,212
+178
+9% +$1.06K
OXY.WS icon
2114
Occidental Petroleum Corp Warrants
OXY.WS
$34.5B
$15K ﹤0.01%
2,299
-4,982
-68% -$22.6K
PFN
2115
PIMCO Income Strategy Fund II
PFN
$707M
$15K ﹤0.01%
1,582
-15
-0.9% -$142
SRTS icon
2116
Sensus Healthcare
SRTS
$50.9M
$15K ﹤0.01%
4,000
+2,000
+100% +$6.1K
TEX icon
2117
Terex
TEX
$7.58B
$15K ﹤0.01%
452
– –
WAL icon
2118
Western Alliance Bancorporation
WAL
$8.78B
$15K ﹤0.01%
254
+4
+2% +$195
SGI
2119
Somnigroup International
SGI
$13.6B
$15K ﹤0.01%
583
+207
+55% +$5.05K
ZEV
2120
DELISTED
Lightning eMotors, Inc.
ZEV
$15K ﹤0.01%
+60
New +$13.3K
TTCF
2121
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$15K ﹤0.01%
680
+30
+5% +$593
SAIL
2122
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$15K ﹤0.01%
300
– –
FMBI
2123
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$15K ﹤0.01%
999
-41
-4% -$564
NBLX
2124
DELISTED
Noble Midstream Partners LP
NBLX
$15K ﹤0.01%
1,500
– –
EV
2125
DELISTED
Eaton Vance Corp.
EV
$15K ﹤0.01%
223
-16
-7% -$999
83 84
85
86 87

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.