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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EHI
2101
Western Asset Global High Income Fund
EHI
$178M
$7K ﹤0.01%
750
– –
ESPR
2102
DELISTED
Esperion Therapeutics
ESPR
$7K ﹤0.01%
200
– –
FTS icon
2103
Fortis
FTS
$28.3B
$7K ﹤0.01%
185
+70
+61% +$2.79K
FXA icon
2104
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
$7K ﹤0.01%
100
– –
GME icon
2105
GameStop
GME
$8.43B
$7K ﹤0.01%
3,016
+2,000
+197% +$2.89K
GTLS
2106
DELISTED
Chart Industries
GTLS
$7K ﹤0.01%
110
+29
+36% +$1.89K
HL icon
2107
Hecla Mining
HL
$11.8B
$7K ﹤0.01%
1,500
+500
+50% +$2.64K
IHDG icon
2108
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$7K ﹤0.01%
215
– –
IRBT
2109
DELISTED
iRobot
IRBT
$7K ﹤0.01%
100
– –
KIM icon
2110
Kimco Realty
KIM
$16.2B
$7K ﹤0.01%
644
-4
-0.6% -$47
KRG icon
2111
Kite Realty
KRG
$5.29B
$7K ﹤0.01%
635
-31
-5% -$341
LEMB icon
2112
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$722M
$7K ﹤0.01%
176
– –
LILA icon
2113
Liberty Latin America Class A
LILA
$1.67B
$7K ﹤0.01%
1,345
-109
-7% -$664
MIN
2114
Aberdeen Intermediate Income Fund
MIN
$278M
$7K ﹤0.01%
2,100
– –
MLPX icon
2115
Global X MLP & Energy Infrastructure ETF
MLPX
$3.53B
$7K ﹤0.01%
336
– –
NEOG icon
2116
Neogen
NEOG
$2.49B
$7K ﹤0.01%
196
– –
NYT icon
2117
New York Times
NYT
$10.5B
$7K ﹤0.01%
164
– –
RDWR icon
2118
Radware
RDWR
$1.2B
$7K ﹤0.01%
303
+111
+58% +$2.81K
SAN icon
2119
Banco Santander
SAN
$210B
$7K ﹤0.01%
4,137
+1,761
+74% +$3.78K
SPIP icon
2120
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$7K ﹤0.01%
236
– –
TAP icon
2121
Molson Coors Class B
TAP
$7.93B
$7K ﹤0.01%
221
-22
-9% -$794
TYG
2122
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$7K ﹤0.01%
500
– –
USRT icon
2123
iShares Core US REIT ETF
USRT
$4.58B
$7K ﹤0.01%
162
– –
WAL icon
2124
Western Alliance Bancorporation
WAL
$8.78B
$7K ﹤0.01%
250
-141
-36% -$5.02K
MAGN
2125
Magnera Corp
MAGN
$466M
$7K ﹤0.01%
42
-6
-13% -$1.2K
83 84
85
86 87

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.