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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPG icon
2076
TPG
TPG
$7.84B
$91K ﹤0.01%
3,305
+275
+9% +$8.66K
BLFS icon
2077
BioLife Solutions
BLFS
$1.69B
$90K ﹤0.01%
4,970
-67
-1% -$1.38K
CGUS icon
2078
Capital Group Core Equity ETF
CGUS
$11.9B
$90K ﹤0.01%
4,024
+2,024
+101% +$45K
ELD icon
2079
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$90K ﹤0.01%
3,497
-31
-0.9% -$776
IDHQ icon
2080
Invesco S&P International Developed Quality ETF
IDHQ
$987M
$90K ﹤0.01%
3,658
+3,337
+1,040% +$78.8K
PNOV icon
2081
Innovator US Equity Power Buffer ETF November
PNOV
$896M
$90K ﹤0.01%
+3,000
New +$89.7K
PSI icon
2082
Invesco Semiconductors ETF
PSI
$2.47B
$90K ﹤0.01%
2,709
+6
+0.2% +$201
THG icon
2083
Hanover Insurance
THG
$7.92B
$90K ﹤0.01%
679
-23
-3% -$3.21K
CEY
2084
DELISTED
VictoryShares Emerging Market High Div Volatility Wtd ETF
CEY
$90K ﹤0.01%
4,855
-171
-3% -$3K
TPVG icon
2085
TriplePoint Venture Growth BDC
TPVG
$210M
$89K ﹤0.01%
8,541
-1,989
-19% -$24.1K
TILT icon
2086
FlexShares Morningstar US Market Factors Tilt Index Fund
TILT
$2.26B
$88K ﹤0.01%
593
– –
TREX icon
2087
Trex
TREX
$4.87B
$88K ﹤0.01%
2,099
-345
-14% -$15.7K
BGB
2088
Blackstone Strategic Credit 2027 Term Fund
BGB
$503M
$87K ﹤0.01%
8,300
+2,300
+38% +$24.5K
XRN
2089
Chiron Real Estate Inc
XRN
$475M
$87K ﹤0.01%
1,840
-634
-26% -$28.7K
JNPR
2090
DELISTED
Juniper Networks
JNPR
$87K ﹤0.01%
2,740
-353
-11% -$10.7K
PEZ icon
2091
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.7M
$87K ﹤0.01%
1,365
+2
+0.1% +$129
FWONK icon
2092
Liberty Media Series C
FWONK
$25.7B
$86K ﹤0.01%
1,497
-51
-3% -$2.92K
HZO icon
2093
MarineMax
HZO
$1.15B
$86K ﹤0.01%
2,762
-19
-0.7% -$597
KNSA icon
2094
Kiniksa Pharmaceuticals
KNSA
$6.01B
$86K ﹤0.01%
5,750
– –
SHOO icon
2095
Steven Madden
SHOO
$3.57B
$86K ﹤0.01%
2,695
-36
-1% -$1.13K
SNX icon
2096
TD Synnex
SNX
$20.5B
$86K ﹤0.01%
921
-138
-13% -$12.9K
UTF icon
2097
Cohen & Steers Infrastructure Fund
UTF
$3.03B
$86K ﹤0.01%
3,587
+16
+0.4% +$378
XITK icon
2098
State Street SPDR FactSet Innovative Technology ETF
XITK
$71.9M
$86K ﹤0.01%
860
-250
-23% -$25K
ACCD
2099
DELISTED
Accolade Inc
ACCD
$86K ﹤0.01%
11,100
+3,000
+37% +$28.6K
CELL
2100
DELISTED
PhenomeX Inc. Common Stock
CELL
$86K ﹤0.01%
32,307
– –
82 83
84
85 86

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.