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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGO
2076
Largo
LGO
$70.9M
$69K ﹤0.01%
7,525
– –
TOLZ icon
2077
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
$174M
$69K ﹤0.01%
+1,459
New +$68.1K
ARW icon
2078
Arrow Electronics
ARW
$10.4B
$68K ﹤0.01%
518
+56
+12% +$6.87K
LYV icon
2079
Live Nation Entertainment
LYV
$42.1B
$68K ﹤0.01%
572
+175
+44% +$18.9K
NFRA icon
2080
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.03B
$68K ﹤0.01%
1,186
+30
+3% +$1.71K
ONEV icon
2081
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
$306M
$68K ﹤0.01%
599
– –
UNIT
2082
Uniti Group
UNIT
$2.32B
$68K ﹤0.01%
4,883
-12
-0.2% -$160
CGC
2083
Canopy Growth
CGC
$410M
$67K ﹤0.01%
772
+124
+19% +$14.7K
DBMF icon
2084
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.15B
$67K ﹤0.01%
2,621
+710
+37% +$20.1K
FPI
2085
Farmland Partners
FPI
$432M
$67K ﹤0.01%
+5,627
New +$67K
KNSA icon
2086
Kiniksa Pharmaceuticals
KNSA
$5.93B
$67K ﹤0.01%
5,750
+5,000
+667% +$61.4K
NREF
2087
NexPoint Real Estate Finance
NREF
$342M
$67K ﹤0.01%
3,511
+85
+2% +$1.75K
SGRY icon
2088
Surgery Partners
SGRY
$2.03B
$67K ﹤0.01%
1,260
– –
SMFG icon
2089
Sumitomo Mitsui Financial
SMFG
$164B
$67K ﹤0.01%
10,055
-1,359
-12% -$9.21K
UAA icon
2090
Under Armour
UAA
$2.6B
$67K ﹤0.01%
3,248
-13
-0.4% -$295
AADR icon
2091
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.8M
$66K ﹤0.01%
1,033
-675
-40% -$43.2K
ENOV icon
2092
Enovis
ENOV
$1.53B
$66K ﹤0.01%
844
+360
+74% +$30.1K
YOU icon
2093
Clear Secure
YOU
$5.28B
$66K ﹤0.01%
2,133
+1,833
+611% +$67.7K
CHGG icon
2094
Chegg
CHGG
$102M
$65K ﹤0.01%
2,131
-992
-32% -$40.2K
FAN icon
2095
First Trust Global Wind Energy ETF
FAN
$281M
$65K ﹤0.01%
3,225
– –
IPG
2096
DELISTED
Interpublic Group of Companies
IPG
$65K ﹤0.01%
1,801
+538
+43% +$19.6K
NYT icon
2097
New York Times
NYT
$10.2B
$65K ﹤0.01%
1,354
+8
+0.6% +$395
S icon
2098
SentinelOne
S
$7.34B
$65K ﹤0.01%
1,298
+283
+28% +$16.6K
TGLS icon
2099
Tecnoglass Holdings Inc.
TGLS
$1.96B
$65K ﹤0.01%
2,502
+2
+0.1% +$56
DOCN icon
2100
DigitalOcean
DOCN
$14.6B
$64K ﹤0.01%
800
+400
+100% +$37.4K
82 83
84
85 86

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.