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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CABO icon
2076
Cable One
CABO
$212M
$57K ﹤0.01%
32
– –
CDNA icon
2077
CareDx
CDNA
$2.42B
$57K ﹤0.01%
901
-866
-49% -$65.9K
HERO icon
2078
Global X Video Games & Esports ETF
HERO
$67.7M
$57K ﹤0.01%
2,045
-15,862
-89% -$478K
TRN icon
2079
Trinity Industries
TRN
$2.38B
$57K ﹤0.01%
2,122
– –
TYL icon
2080
Tyler Technologies
TYL
$12.8B
$57K ﹤0.01%
126
-18
-13% -$8.6K
SRNE
2081
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$57K ﹤0.01%
7,500
– –
EMQQ icon
2082
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$273M
$56K ﹤0.01%
1,143
-1,701
-60% -$91.2K
FJUL icon
2083
FT Vest US Equity Buffer ETF July
FJUL
$1.26B
$56K ﹤0.01%
1,625
+705
+77% +$24.7K
FLYW icon
2084
Flywire
FLYW
$2.16B
$56K ﹤0.01%
+1,300
New +$50.7K
IDEV icon
2085
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$56K ﹤0.01%
850
– –
MCI
2086
Barings Corporate Investors
MCI
$345M
$56K ﹤0.01%
3,650
+56
+2% +$861
MDYV icon
2087
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.88B
$56K ﹤0.01%
855
-318
-27% -$21.4K
FTCH
2088
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$56K ﹤0.01%
1,515
+515
+52% +$22.8K
NM
2089
DELISTED
Navios Maritime Holdings Inc.
NM
$56K ﹤0.01%
11,937
– –
PSXP
2090
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$56K ﹤0.01%
1,584
+15
+1% +$548
BFH icon
2091
Bread Financial
BFH
$4.38B
$55K ﹤0.01%
692
-174
-20% -$13.4K
FIVE icon
2092
Five Below
FIVE
$13.5B
$55K ﹤0.01%
316
-24
-7% -$4.78K
FMBH icon
2093
First Mid Bancshares
FMBH
$1.36B
$55K ﹤0.01%
1,350
– –
IBDQ
2094
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$55K ﹤0.01%
2,056
– –
IDCC icon
2095
InterDigital
IDCC
$8.89B
$55K ﹤0.01%
819
+179
+28% +$12.4K
RIDE
2096
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$55K ﹤0.01%
465
+16
+4% +$1.66K
APSG.U
2097
DELISTED
Apollo Strategic Growth Capital Units, each consisting of one Class A Ordinary Share and one-third W
APSG.U
$55K ﹤0.01%
5,505
-14,395
-72% -$145K
BCRX icon
2098
BioCryst Pharmaceuticals
BCRX
$2.4B
$54K ﹤0.01%
3,800
– –
INDY icon
2099
iShares S&P India Nifty 50 Index Fund
INDY
$569M
$54K ﹤0.01%
1,055
– –
JMUB icon
2100
JPMorgan Municipal ETF
JMUB
$8.51B
$54K ﹤0.01%
1,000
– –
82 83
84
85 86

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.