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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVLV icon
2076
Revolve Group
RVLV
$1.73B
$50K ﹤0.01%
734
– –
BSJO
2077
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$50K ﹤0.01%
1,992
+495
+33% +$12.4K
FTCH
2078
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$50K ﹤0.01%
1,000
-50
-5% -$2.37K
BSJN
2079
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$50K ﹤0.01%
1,974
+489
+33% +$12.4K
HUGS.U
2080
DELISTED
USHG Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-third of one Warrant
HUGS.U
$50K ﹤0.01%
5,000
– –
PVG
2081
DELISTED
PRETIUM RESOURCES INC.
PVG
$50K ﹤0.01%
+5,300
New +$57.9K
HR
2082
DELISTED
Healthcare Realty Trust Incorporated
HR
$50K ﹤0.01%
1,687
+3
+0.2% +$93
AGNC icon
2083
AGNC Investment
AGNC
$12.9B
$49K ﹤0.01%
2,985
+15
+0.5% +$267
INDY icon
2084
iShares S&P India Nifty 50 Index Fund
INDY
$569M
$49K ﹤0.01%
1,055
– –
PBR icon
2085
Petrobras
PBR
$116B
$49K ﹤0.01%
+4,129
New +$40.5K
PCEF icon
2086
Invesco CEF Income Composite ETF
PCEF
$814M
$49K ﹤0.01%
+2,011
New +$48.3K
RWT
2087
Redwood Trust
RWT
$594M
$49K ﹤0.01%
4,072
+3,347
+462% +$37.3K
TCBI icon
2088
Texas Capital Bancshares
TCBI
$4.32B
$49K ﹤0.01%
785
+441
+128% +$29.7K
TNL icon
2089
Travel + Leisure Co
TNL
$4.7B
$49K ﹤0.01%
830
-157
-16% -$9.95K
TTEC icon
2090
TTEC Holdings
TTEC
$124M
$49K ﹤0.01%
480
+456
+1,900% +$47.4K
ALUS
2091
DELISTED
Alussa Energy Acquisition Corp
ALUS
$49K ﹤0.01%
5,000
– –
CACI icon
2092
CACI
CACI
$14.2B
$48K ﹤0.01%
192
– –
CNQ icon
2093
Canadian Natural Resources
CNQ
$93.8B
$48K ﹤0.01%
2,712
-2
-0.1% -$33
NIU
2094
Niu Technologies
NIU
$193M
$48K ﹤0.01%
+1,500
New +$50K
ZYME icon
2095
Zymeworks
ZYME
$1.67B
$48K ﹤0.01%
1,387
– –
KFYP
2096
DELISTED
KraneShares CICC China Leaders 100 Index ETF
KFYP
$48K ﹤0.01%
1,539
– –
SJR
2097
DELISTED
Shaw Communications Inc.
SJR
$48K ﹤0.01%
+1,703
New +$49.1K
ENPC
2098
DELISTED
Executive Network Partnering Corporation
ENPC
$48K ﹤0.01%
5,000
– –
APA icon
2099
APA Corp
APA
$13.2B
$47K ﹤0.01%
2,218
+866
+64% +$17.8K
AVAV icon
2100
AeroVironment
AVAV
$9.45B
$47K ﹤0.01%
471
– –
82 83
84
85 86

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.